OSN [Ossen Innovation] UPLOAD: (Original Filing)
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[TABLE OF CONTENTS TO ANNUAL REPORT ON FORM 10-K FOR YEAR ENDED JUNE 30, 2015 Part I 1 Item 1. Business. 1 Item 1a. Risk Factors 26 Item 1b. Unresolved Staff Comments 43 Item 2. Properties 44 Item 3. Legal Proceedings 45 Item 4. Mine Safety Disclosures 45 Part II 45 Item 5. 45 Item 6. Selected Financial Data 46] [] [AMENDED AND RESTATED BY-LAWS OF HONGLI CLEAN ENERGY TECHNOLOGIES CORP. ARTICLE I. MEETINGS OF SHAREHOLDERS Section 1. Section 2. Section 3. Section 4. Section 5. Section 6. Section 7. Section 8. Proxies. Section 9. ARTICLE II. DIRECTORS Section 1. Section 2. Section 3. Section 4. Section 5. Section 6. Section 7. Section 8. Section 9. Section 10. Section 11. Section] [] [Lease Agreement of Coking Operations Party A: Pingdingshan Hongfeng Coal Processing and Coking, Ltd.. Party B: Henan Province Pingdingshan Hongli Coal and Coke Co., Ltd. Parties A and B, through mutual negotiations, and in light of Party A being the trustee of Pingdingshan Hongyetai Industry and Trade Co., Ltd. (hereinafter referred to as “Hongyetai”), agree in Pingdingshan on April 8,] [Subsidiaries of Hongli Clean Energy Technologies Corp. 2. Pingdingshan Hongyuan Energy Science and Technology Development Co., Ltd. (“Hongyuan”), a limited liability company in the People’s Republic of China (“PRC”), is wholly owned by Top Favour. 3. Henan Province Pingdingshan Hongli Coal & Coke Co., Ltd. (“Hongli”), a limited liability company in the PRC, is controlled by Hongyuan through contractual arrangements.] [CERTIFICATION I, Jianhua Lv, certify that: 1. I have reviewed this Annual Report on Form 10-K of Hongli Clean Energy Technologies Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such] [CERTIFICATION I, Song Lv, certify that: 1. I have reviewed this Annual Report on Form 10-K of Hongli Clean Energy Technologies Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such] [CERTIFICATION (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. Jianhua Lv Chief Executive Officer] [CERTIFICATION (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. Song Lv Chief Financial Officer (Principal Financial and Accounting Officer)] [Document of Shilong District Pingdingshan City Science and Technology Bureau Document No.: Pinglongke 2015 No.1 Reply to Demonstration and Establishment of Technology Innovation Project of Underground Coal Gasification Program Pingdingshan Hongli Coal & Coking Co., Ltd., We have received your “Application for Demonstration and Establishment of Technology Innovation Project of Underground Coal Gasification Program (UCG)”. Based on our research, we] [Letter from Baofeng County National Land Resource Administrative Bureau regarding coal material resource to develop underground coal gasification Scientific and Technological Practical Project of Baofeng Coking Factory of Henan Province Pingdingshan Hongli Coal & Coke Co., Ltd. Henan Province Pingdingshan Hongli Coal & Coke Co., Ltd., We received materials regarding underground coal gasification Scientific and Technological Practical Project submitted by] [Hongli Clean Energy Technologies Corp. Reports Fiscal Year 2015 Financial Results PINGDINGSHAN, China, October 13, 2015 /GlobeNewswire/ -- Hongli Clean Energy Technologies Corp. (NASDAQ: CETC) (“Hongli” or the “Company”) (formerly known as SinoCoking Coal and Coke Chemical Industries, Inc.), a vertically integrated producer of clean energy products located in Henan Province, today reported its financial results for the fiscal year]
[TABLE OF CONTENTS TO ANNUAL REPORT ON FORM 10-K FOR YEAR ENDED JUNE 30, 2015 Part I 1 Item 1. Business. 1 Item 1a. Risk Factors 26 Item 1b. Unresolved Staff Comments 43 Item 2. Properties 44 Item 3. Legal Proceedings 45 Item 4. Mine Safety Disclosures 45 Part II 45 Item 5. 45 Item 6. Selected Financial Data 46] [] [AMENDED AND RESTATED BY-LAWS OF HONGLI CLEAN ENERGY TECHNOLOGIES CORP. ARTICLE I. MEETINGS OF SHAREHOLDERS Section 1. Section 2. Section 3. Section 4. Section 5. Section 6. Section 7. Section 8. Proxies. Section 9. ARTICLE II. DIRECTORS Section 1. Section 2. Section 3. Section 4. Section 5. Section 6. Section 7. Section 8. Section 9. Section 10. Section 11. Section] [] [Lease Agreement of Coking Operations Party A: Pingdingshan Hongfeng Coal Processing and Coking, Ltd.. Party B: Henan Province Pingdingshan Hongli Coal and Coke Co., Ltd. Parties A and B, through mutual negotiations, and in light of Party A being the trustee of Pingdingshan Hongyetai Industry and Trade Co., Ltd. (hereinafter referred to as “Hongyetai”), agree in Pingdingshan on April 8,] [Subsidiaries of Hongli Clean Energy Technologies Corp. 2. Pingdingshan Hongyuan Energy Science and Technology Development Co., Ltd. (“Hongyuan”), a limited liability company in the People’s Republic of China (“PRC”), is wholly owned by Top Favour. 3. Henan Province Pingdingshan Hongli Coal & Coke Co., Ltd. (“Hongli”), a limited liability company in the PRC, is controlled by Hongyuan through contractual arrangements.] [CERTIFICATION I, Jianhua Lv, certify that: 1. I have reviewed this Annual Report on Form 10-K of Hongli Clean Energy Technologies Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such] [CERTIFICATION I, Song Lv, certify that: 1. I have reviewed this Annual Report on Form 10-K of Hongli Clean Energy Technologies Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such] [CERTIFICATION (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. Jianhua Lv Chief Executive Officer] [CERTIFICATION (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. Song Lv Chief Financial Officer (Principal Financial and Accounting Officer)] [Document of Shilong District Pingdingshan City Science and Technology Bureau Document No.: Pinglongke 2015 No.1 Reply to Demonstration and Establishment of Technology Innovation Project of Underground Coal Gasification Program Pingdingshan Hongli Coal & Coking Co., Ltd., We have received your “Application for Demonstration and Establishment of Technology Innovation Project of Underground Coal Gasification Program (UCG)”. Based on our research, we] [Letter from Baofeng County National Land Resource Administrative Bureau regarding coal material resource to develop underground coal gasification Scientific and Technological Practical Project of Baofeng Coking Factory of Henan Province Pingdingshan Hongli Coal & Coke Co., Ltd. Henan Province Pingdingshan Hongli Coal & Coke Co., Ltd., We received materials regarding underground coal gasification Scientific and Technological Practical Project submitted by] [Hongli Clean Energy Technologies Corp. Reports Fiscal Year 2015 Financial Results PINGDINGSHAN, China, October 13, 2015 /GlobeNewswire/ -- Hongli Clean Energy Technologies Corp. (NASDAQ: CETC) (“Hongli” or the “Company”) (formerly known as SinoCoking Coal and Coke Chemical Industries, Inc.), a vertically integrated producer of clean energy products located in Henan Province, today reported its financial results for the fiscal year]
[Sixth Supplemental Agreement to Loan Agreement BR2011021-014 Agreement Number: Party A (Creditor): Bairui Trust Co., Ltd. Legal Representative: Baojun MA Address: ZhongyuanGuangfa Development Financial Building, No. 10 Business Waihuan Road, Zhengdong New District, Zhengzhou Contact Address: ZhongyuanGuangfa Development Financial Building, No. 10 Business Waihuan Road, Zhengdong New District, Zhengzhou Telephone: 0371-69177223 Fax: 0371-69177300 Party B (Debtor): Henan Province Pingdingshan Hongli] [Hongli Clean Energy Technologies Corp. Reaches Loan Extension Agreement with Bairui Trust PINGDINGSHAN, China, October 9, 2015 /GlobeNewswire/ -- Hongli Clean Energy Technologies Corp. (NASDAQ: CETC) (“Hongli” or the “Company”), a vertically integrated producer of clean energy products located in Henan Province, today announced that the Company and Bairui Trust Co., Ltd. (the “Lender”) had reached an agreement that allowed] []
[Sixth Supplemental Agreement to Loan Agreement BR2011021-014 Agreement Number: Party A (Creditor): Bairui Trust Co., Ltd. Legal Representative: Baojun MA Address: ZhongyuanGuangfa Development Financial Building, No. 10 Business Waihuan Road, Zhengdong New District, Zhengzhou Contact Address: ZhongyuanGuangfa Development Financial Building, No. 10 Business Waihuan Road, Zhengdong New District, Zhengzhou Telephone: 0371-69177223 Fax: 0371-69177300 Party B (Debtor): Henan Province Pingdingshan Hongli] [Hongli Clean Energy Technologies Corp. Reaches Loan Extension Agreement with Bairui Trust PINGDINGSHAN, China, October 9, 2015 /GlobeNewswire/ -- Hongli Clean Energy Technologies Corp. (NASDAQ: CETC) (“Hongli” or the “Company”), a vertically integrated producer of clean energy products located in Henan Province, today announced that the Company and Bairui Trust Co., Ltd. (the “Lender”) had reached an agreement that allowed] []
[OSSEN INNOVATION CO. LTD. VIA EDGAR October 9, 2015 Division of Investment Management 100 F Street, N.E. Attn: Terence O’Brien RE: Ossen Innovation Co., Ltd. Form 20-F Filed April 28, 2015 File No. 1-34999 Dear Mr. O/Brien: Company SEC Comment Letter Staff Commission Form 20-F On behalf of Ossen Innovation Co., Ltd. (the “ Amendment No. 1 Disclosure changes made]
[OSSEN INNOVATION CO. LTD. VIA EDGAR October 9, 2015 Division of Investment Management 100 F Street, N.E. Attn: Terence O’Brien RE: Ossen Innovation Co., Ltd. Form 20-F Filed April 28, 2015 File No. 1-34999 Dear Mr. O/Brien: Company SEC Comment Letter Staff Commission Form 20-F On behalf of Ossen Innovation Co., Ltd. (the “ Amendment No. 1 Disclosure changes made]
[OSSEN INNOVATION CO., LTD. FORM 20-F ANNUAL REPORT EXPLANATORY NOTE · Subsection (a) of Item 15. · The last 2 paragraphs of subsection (b) of Item 15. ·] [List of Subsidiaries of Ossen Innovation Co. Ltd. Name Country of Incorporation Ossen Innovation Materials Group Co., Ltd. British Virgin Islands Ossen Group (Asia) Co., Ltd. British Virgin Islands Topchina Development Group Ltd. British Virgin Islands Ossen Innovation Materials Co. Ltd. People’s Republic of China Ossen (Jiujiang) New Materials Co., Ltd. People’s Republic of China] [EXCHANGE ACT RULE 13A-14(A)/15D-14(A) OF THE SARBANES-OXLEY ACT OF 2002 I, Wei Hua, certify that: 1. I have reviewed this annual report on Form 20-F/A of Ossen Innovation Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made,] [EXCHANGE ACT RULE 13A-14(A)/15D-14(A) OF THE SARBANES-OXLEY ACT OF 2002 I, Feng Peng, certify that: 1. I have reviewed this annual report on Form 20-F/A of Ossen Innovation Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made,] [1. 2. 9, 2015 Wei Hua] [1. 2. 9, 2015 Feng Peng (Principal Financial Officer)]
[Hongli Clean Energy Technologies Corp. Receives NASDAQ Notification of In accordance with NASDAQ Marketplace Rule 5810(c)(3)(A), the Company has been provided with a period of 180 calendar days, or until March 28, 2016, to regain compliance with the Minimum Bid Price Rule. If at any time during this 180-day period the closing bid price of the Company's Common Shares is] []