[Lazard Asset Management LLC 1) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP o o 2) SEC USE ONLY 3) CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware 4) NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: SOLE VOTING POWER: 4,701,169 5) SHARED VOTING POWER: - 6) SOLE DISPOSITIVE POWER: 7,069,554 7) SHARED DISPOSITIVE POWER: - 8) AGGREGATE]
[Joint Filing Agreement Jun Lei Jun Lei Top Brand Holdings Limited EX-99.1 2 a14-5838_1ex99d1.htm EX-99.1] [CUSIP No. G9887Y 107 1 Names of Reporting Persons]
[Lone Dragon Pine, L.P. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ¨ (a) ¨ (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 0 Ordinary Shares. 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 0 Ordinary Shares.]
[SCHEDULE 13G/A (Amendment No. 2)* Himax Technologies, Inc. (Name of Issuer) ADR (Title of Class of Securities) 43289P106 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) x Rule 13d-1(b) o Rule 13d-1(c) o Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form]
[Item 1: Reporting Person - FMR LLC Item 4: Delaware Item 5: 28,709,448 Item 6: 0 Item 7: 35,749,182 Item 8: 0 Item 9: 35,749,182 Item 11: 12.634% Item 12: HC Cusip #90138A921 Item 1: Reporting Person - Edward C. Johnson 3d Item 5: 0 Item 6: 0 Item 7: 35,749,182 Item 8: 0 Item 9: 35,749,182 Item 11: 12.634%]
[Item 1: Reporting Person - FMR LLC Item 4: Delaware Item 5: 42,942 Item 6: 0 Item 7: 7,472,985 Item 8: 0 Item 9: 7,472,985 Item 11: 18.999% Item 12: HC Cusip #74906P922 Item 1: Reporting Person - Edward C. Johnson 3d Item 5: 0 Item 6: 0 Item 7: 7,472,985 Item 8: 0 Item 9: 7,472,985 Item 11: 18.999%]
[Ordinary shares, par value $0.0001 per share 64110W102 (**) December 31, 2013 [X] Rule 13d-1(b) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover]
[SCHEDULE 13G 1 CHINA MING YANG WIND POWER GROUP LTD (Name of Issuer) American Depositary Receipt (ADR) (Title of Class of Securities) 16951C108 (CUSIP Number) Aida Samarzija 300 Connell Drive, Suite 5200, Berkeley Heights, NJ 07922 (732) 560-6219 (Name, Address and Telephone Number of Person December 31, 2013 (Date of Event which Requires Filing of this Statement) ¨ ¨ þ]
[Joint Filing Agreement Jun Lei Jun Lei Top Brand Holdings Limited EX-99.1 2 a14-5838_1ex99d1.htm EX-99.1] [CUSIP No. G9887Y 107 1 Names of Reporting Persons]
[(Name of Issuer) Common Stock (Title of Class of Securities) 67086W105 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * CUSIP No. 67086W105 1. NAMES OF REPORTING PERSONS 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 3. SEC USE ONLY]
