[CUSIP NO. 67107W 10 0 Page 2 of 6 1. Name of reporting persons: I.R.S. Identification Nos. of above persons (entities only): DNB Asset Management AS 2. Check the appropriate box if a member of a group: ¨ ¨ (a) 3. SEC use only: 4. Citizenship or place of organization: Kingdom of Norway Number of shares beneficially owned by each]
[] [12/31/2015 Conflict Minerals Country of Origin Worksheet QA CFS List : http://www.conflictfreesmelter.org/cfshome.htm Steps taken by O2Micro: 1. EICC forms from all vendors on Approved Vendors List ("AVL") 2. Declaration forms from all vendors on AVL 3. Source or transaction documents used in reporting conflict minerals usage from vendors on AVL 4. E-mails, communications and other correspondence from all vendors on]
[] [12/31/2015 Conflict Minerals Country of Origin Worksheet QA CFS List : http://www.conflictfreesmelter.org/cfshome.htm Steps taken by O2Micro: 1. EICC forms from all vendors on Approved Vendors List ("AVL") 2. Declaration forms from all vendors on AVL 3. Source or transaction documents used in reporting conflict minerals usage from vendors on AVL 4. E-mails, communications and other correspondence from all vendors on]
[CONTENTS CORPORATE INFORMATION 1 CHAIRMAN’S STATEMENT 2 4 FINANCIAL HIGHLIGHTS 7 cORPORATE INFORMATION Independent Auditor Deloitte & Touche Legal counsel Morrison & Foerster LLP Palo Alto office 755 Page Mill Road Palo Alto, California 94304 USA Maples and Calder PO Box 309 Ugland House Grand Cayman KY1-1104 Cayman Islands Board of Directors Executive Directors Sterling Du (Chairman, Chief Executive Officer)] [] [O MICRO INTERNATIONAL LIMITED (Incorporated in the Cayman Islands with limited liability) NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS HELD ON WEDNESDAY, JUNE 29, 2016 O2 Micro International Limited Grand Pavilion Commercial Centre, West Bay Road P.O. Box 32331 SMB, George Town Grand Cayman, Cayman Islands] [Number 99.1 2015 Annual Report 99.2 2015 Annual Report insert 99.3 Proxy Statement for the annual general meeting of shareholders to be held on July 17, 2016.]
[CONTENTS CORPORATE INFORMATION 1 CHAIRMAN’S STATEMENT 2 4 FINANCIAL HIGHLIGHTS 7 cORPORATE INFORMATION Independent Auditor Deloitte & Touche Legal counsel Morrison & Foerster LLP Palo Alto office 755 Page Mill Road Palo Alto, California 94304 USA Maples and Calder PO Box 309 Ugland House Grand Cayman KY1-1104 Cayman Islands Board of Directors Executive Directors Sterling Du (Chairman, Chief Executive Officer)] [] [O MICRO INTERNATIONAL LIMITED (Incorporated in the Cayman Islands with limited liability) NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS HELD ON WEDNESDAY, JUNE 29, 2016 O2 Micro International Limited Grand Pavilion Commercial Centre, West Bay Road P.O. Box 32331 SMB, George Town Grand Cayman, Cayman Islands] [Number 99.1 2015 Annual Report 99.2 2015 Annual Report insert 99.3 Proxy Statement for the annual general meeting of shareholders to be held on July 17, 2016.]
[Large accelerated filer [ ] Accelerated filer [x] Non-accelerated filer [ ] U.S. GAAP [x] International Financial Reporting Standards as issued Other [ ] by the International Accounting Standards Board [ ] Item 17 [ ] Item 18 [ ] Yes [ ] No [x] TABLE OF CONTENTS PART I Item 1. Identity of Directors, Senior Management and Advisors 2] [2 Significant Subsidiaries of O 2 O 2 O 2 O 2 O 2 O 2 O 2 O] [CERTIFICATION I, Sterling Du, certify that: 1. 2 I have reviewed this Annual Report on Form 20-F of O 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,] [CERTIFICATION I, Perry Kuo, certify that: 1. 2 I have reviewed this Annual Report on Form 20-F of O 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,] [2 O CERTIFICATION 2 (1) (2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. Sterling Du Chief Executive Officer Perry Kuo Chief Financial Officer and Principal Accounting Officer] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 2 We consent to the incorporation by reference in Registration Statement Nos. 333-12670, 333-12672, 333-98425, 333-101452, 333-107975, 333-116596, 333-132251, 333-153436, 333-162489 and 333-210794 on Form S-8 of our reports dated April 28, 2016, relating to the consolidated financial statements of O ------------------------------------ Deloitte & Touche Taipei, Taiwan Republic of China April 28, 2016]
[Large accelerated filer [ ] Accelerated filer [x] Non-accelerated filer [ ] U.S. GAAP [x] International Financial Reporting Standards as issued Other [ ] by the International Accounting Standards Board [ ] Item 17 [ ] Item 18 [ ] Yes [ ] No [x] TABLE OF CONTENTS PART I Item 1. Identity of Directors, Senior Management and Advisors 2] [2 Significant Subsidiaries of O 2 O 2 O 2 O 2 O 2 O 2 O 2 O] [CERTIFICATION I, Sterling Du, certify that: 1. 2 I have reviewed this Annual Report on Form 20-F of O 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,] [CERTIFICATION I, Perry Kuo, certify that: 1. 2 I have reviewed this Annual Report on Form 20-F of O 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,] [2 O CERTIFICATION 2 (1) (2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. Sterling Du Chief Executive Officer Perry Kuo Chief Financial Officer and Principal Accounting Officer] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 2 We consent to the incorporation by reference in Registration Statement Nos. 333-12670, 333-12672, 333-98425, 333-101452, 333-107975, 333-116596, 333-132251, 333-153436, 333-162489 and 333-210794 on Form S-8 of our reports dated April 28, 2016, relating to the consolidated financial statements of O ------------------------------------ Deloitte & Touche Taipei, Taiwan Republic of China April 28, 2016]
[] [O2 MICRO INTERNATIONAL LIMITED 2015 SHARE INCENTIVE PLAN Purposes of the Plan 1. Definitions 2. Administrator (a) ADS (b) Affiliate Associate (c) (d) Assumed (e) Award (f) Award Agreement (g) Board (h) 1 Cause (i) Code (j) Committee (k) Company (l) Consultant (m) Continuous Service (n) 2 Corporate Transaction (o) (i) (ii) (iii) (iv) (v) Director (p) Disability (q) 3] [] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form S-8 of our reports relating to the consolidated financial statements of O2Micro International Limited and subsidiaries (the “Company”) and the effectiveness of the Company’s internal control over financial reporting dated April 23, 2015, appearing in the Annual Report on Form]
[] [O2 MICRO INTERNATIONAL LIMITED 2015 SHARE INCENTIVE PLAN Purposes of the Plan 1. Definitions 2. Administrator (a) ADS (b) Affiliate Associate (c) (d) Assumed (e) Award (f) Award Agreement (g) Board (h) 1 Cause (i) Code (j) Committee (k) Company (l) Consultant (m) Continuous Service (n) 2 Corporate Transaction (o) (i) (ii) (iii) (iv) (v) Director (p) Disability (q) 3] [] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form S-8 of our reports relating to the consolidated financial statements of O2Micro International Limited and subsidiaries (the “Company”) and the effectiveness of the Company’s internal control over financial reporting dated April 23, 2015, appearing in the Annual Report on Form]
[67107W100 CUSIP No. 13G Page 2 of 5 Pages 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Grandeur Peak Global Advisors, LLC 90-0732232 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)]
