CBAK [CHINA BAK BATTERY] 10-Q: (Original Filing)

[FORM 10-Q [X] For the quarterly period ended: March 31, 2014 [ ] For the transition period from ____________to _____________ CHINA BAK BATTERY, INC. Nevada 88-0442833 (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) BAK Industrial Park No. 1 BAK Street Kuichong Town, Longgang District People's Republic of China Shenzhen 518119 (86-755) 6188-6818, ext. 6856 _____________________________________________________] [CERTIFICATIONS I, Xiangqian Li, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. Xiangqian Li Chief Executive Officer and Interim Chief Financial Officer Accounting Officer)] [English Summary of Comprehensive Credit Facility Agreement of Maximum Amount (No. 810023720131213001) entered into between Shenzhen BAK Battery Co., Ltd (the “Company”) and Shenzhen Eastern Branch, Agricultural Bank of China dated December 16, 2013. 1. Maximum amount of credit facilities: RMB 374,400,000; 2. Term: From Dec 16, 2013 to Dec 15, 2014; 3. Interest rate will be determined in each] [English Summary of Guaranty Contract of Maximum Amount ( the “Contract”) Entered into by and between BAK International Limited, BAK International (Tianjin) Limited, Xiangqian Li (the “Guarantor”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) on December 16, 2013 Main contents: Guaranty Responsibility Scope of Guaranty: Guaranty period: > Guaranty Contract number: 81100520130001198; Headlines of the articles omitted:] [English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated January 22, 2014 Main articles: > Contract number: 81010120140000107; > Loan principal: RMB 100 million; > Loan Term: from January 22, 2014 to January 21, 2015; > Floating interest rate: Interest rate] [English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated February 20, 2014 Main articles: > Contract number: 81010120140000179; > Loan principal: RMB 20 million; > Loan Term: from February 20, 2014 to February 10, 2015; > Floating interest rate: Interest rate] [English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated March 6, 2014 Main articles: > Contract number: 81010120140000231; > Loan principal: RMB 30 million; > Loan Term: from March 6, 2014 to March 5, 2015; > Floating interest rate: Interest rate] [English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated March 11, 2014 Main articles: Contract number: 81010120140000245; > Loan principal: RMB 30 million; > Loan Term: from March 11, 2014 to March 10, 2015; > Floating interest rate: Interest rate of] [English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated March 20, 2014 Main articles: > Contract number: 81010120140000277; > Loan principal: RMB 35 million; > Loan Term: from March 20, 2014 to March 19, 2015; > Floating interest rate: Interest rate] [English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated March 21, 2014 Main articles: > Contract number: 81010120140000286; > Loan principal: RMB 35 million; > Loan Term: from March 21, 2014 to March 20, 2015; > Floating interest rate: Interest rate] [English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated February 25, 2014 Main articles: > Contract number: 81010120140000191; > Loan principal: RMB 40 million; > Loan Term: from February 25, 2014 to February 24, 2015; > Floating interest rate: Interest rate] [English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated March 3, 2014 Main articles: > Contract number: 81010120140000216; > Loan principal: RMB 40 million; > Loan Term: from March 3, 2014 to March 2, 2015; > Floating interest rate: Interest rate] [English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated March 14, 2014 Main articles: > Contract number: 81010120140000258; > Loan principal: RMB 40 million; > Loan Term: from March 14, 2014 to March 13, 2015; > Floating interest rate: Interest rate] [English Summary of Mortgage Agreement of Maximum Amount ( the “Agreement”) Entered into by and between Shenzhen BAK Battery, Co., Ltd (the “Mortgager”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) on December 16, 2013 Main contents: > Contract number > (No. 810023720131213001) In order to guarantee the indebtedness of RMB 374,400,000 for Shenzhen BAK Battery Co., Ltd.] [English Summary of Mortgage Agreement of Maximum Amount ( the “Agreement”) Entered into by and between Shenzhen BAK Battery, Co., Ltd (the “Mortgager”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) on December 16, 2013 Main contents: > Contract number > (No. 810023720131213001) In order to guarantee the indebtedness of RMB 374,400,000 for Shenzhen BAK Battery Co., Ltd.]

HPJ [Highpower International] 10-Q:

[] [Date of Issuance: Void after: January 17, 2014 January 16, 2019 HIGHPOWER INTERNATIONAL, INC. Common Stock Holder Company Expiration Date Exercise Price Consulting Agreement FOR VALUE RECEIVED, Jian Ke (also known as Patrick J. Ko) (“ 1. Certain Definitions Fair Market Value (a) “ If actively traded over-the-counter, the Fair Market Value shall be deemed to be the average of] [Working Capital Loan Contract Reference No. : 2014zhenzhongyinbujiezi No.00010 Party A: Business Licences: 440306503295562 Legal Representative: Dangyu Pan Address: Factory A, Chaoshun Industrial Zone, Renmin Road, Fumin Residential Area, Guanlan, BaoAn District, Postal code: 518000 Deposit A/C and financial institutions: Bank of China, Pinghu Sub-branch, Shenzhen, Telephone: 2802 9923 ; Facsimile: 2802 9923 Party B: Legal Representative: Li Yanshan Address:] [Comprehensive Credit Line Contract Reference No. : 2014zhenzhongyinbuexiezi No.0000162 Party A: Business License: 440307503274740 Legal Representative: Dangyu Pan Address: Building A2, Luoshan Industrial Zone, Longgang District, Shenzhen Postal code: 518111 Deposit A/C and financial institutions: Bank of China, Pinghu Sub-branch, Shenzhen, Telephone: 8968 6236 ; Facsimile: 8968 6298 Party B: Legal Representative: LI YANSHAN Address: 108, Buji Road, Buji Town,] [Section 302 of the Sarbanes-Oxley Act of 2002 I, Dang Yu Pan, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Highpower International, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light] [Section 302 of the Sarbanes-Oxley Act of 2002 I, Henry Sun, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Highpower International, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of] [(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dang Yu Pan Chairman of the Board and Chief Executive Officer May 12, 2014 Henry Sun Chief Financial Officer (Principal Financial and Accounting Officer) May 12, 2014]

CBAK [CHINA BAK BATTERY] NT 10-Q: (Original Filing)

[FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): CUSIP NUMBER [ For Period Ended: March 31, 2014 [ Transition Report on Form 10-K [ Transition Report on Form 20-F [ Transition Report on Form 11-K [ Transition Report on Form 10-Q [ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to]

CBAK [CHINA BAK BATTERY] NT 10-Q: FORM 12b-25 NOTIFICATION OF LATE FILING (Check one):

[FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): CUSIP NUMBER [ For Period Ended: March 31, 2014 [ Transition Report on Form 10-K [ Transition Report on Form 20-F [ Transition Report on Form 11-K [ Transition Report on Form 10-Q [ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to]

HPJ [Highpower International] 10-Q: (Original Filing)

[] [Date of Issuance: Void after: January 17, 2014 January 16, 2019 HIGHPOWER INTERNATIONAL, INC. Common Stock Holder Company Expiration Date Exercise Price Consulting Agreement FOR VALUE RECEIVED, Jian Ke (also known as Patrick J. Ko) (“ 1. Certain Definitions Fair Market Value (a) “ If actively traded over-the-counter, the Fair Market Value shall be deemed to be the average of] [Working Capital Loan Contract Reference No. : 2014zhenzhongyinbujiezi No.00010 Party A: Business Licences: 440306503295562 Legal Representative: Dangyu Pan Address: Factory A, Chaoshun Industrial Zone, Renmin Road, Fumin Residential Area, Guanlan, BaoAn District, Postal code: 518000 Deposit A/C and financial institutions: Bank of China, Pinghu Sub-branch, Shenzhen, Telephone: 2802 9923 ; Facsimile: 2802 9923 Party B: Legal Representative: Li Yanshan Address:] [Comprehensive Credit Line Contract Reference No. : 2014zhenzhongyinbuexiezi No.0000162 Party A: Business License: 440307503274740 Legal Representative: Dangyu Pan Address: Building A2, Luoshan Industrial Zone, Longgang District, Shenzhen Postal code: 518111 Deposit A/C and financial institutions: Bank of China, Pinghu Sub-branch, Shenzhen, Telephone: 8968 6236 ; Facsimile: 8968 6298 Party B: Legal Representative: LI YANSHAN Address: 108, Buji Road, Buji Town,] [Section 302 of the Sarbanes-Oxley Act of 2002 I, Dang Yu Pan, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Highpower International, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light] [Section 302 of the Sarbanes-Oxley Act of 2002 I, Henry Sun, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Highpower International, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of] [(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dang Yu Pan Chairman of the Board and Chief Executive Officer May 12, 2014 Henry Sun Chief Financial Officer (Principal Financial and Accounting Officer) May 12, 2014]

HPJ [Highpower International] 8-K: (Original Filing)

[Highpower International, Inc. Reports First Quarter 2014 Financial Results San Francisco, USA & Shenzhen, China– May 12, 2014 – Highpower International, Inc. (NasdaqGM: HPJ) First Quarter 2014 Highlights · Net sales increased 19.5% year-over-year to $29.2 million · Robust growth in lithium battery segment – lithium battery net sales up 44.7% in the first quarter of 2014 over the first] []

HPJ [Highpower International] 8-K: Highpower International, Inc. Reports First Quarter 2014 Financial

[Highpower International, Inc. Reports First Quarter 2014 Financial Results San Francisco, USA & Shenzhen, China– May 12, 2014 – Highpower International, Inc. (NasdaqGM: HPJ) First Quarter 2014 Highlights · Net sales increased 19.5% year-over-year to $29.2 million · Robust growth in lithium battery segment – lithium battery net sales up 44.7% in the first quarter of 2014 over the first] []

CBAK [CHINA BAK BATTERY] 8-K: (Original Filing)

[FORM 8-K CURRENT REPORT Date of Report (Date of Earliest Event Reported): CHINA BAK BATTERY, INC. Nevada 001-32898 86-0442833 (State or other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification No.) BAK Industrial Park, No. 1 BAK Street (86-755) 6188-6818, ext 6856 Not applicable (Former name or former address, if changed since last report) ITEM 2.04. ENTRY INTO A]

CBAK [CHINA BAK BATTERY] 8-K: FORM 8-K CURRENT REPORT Date of Report (Date

[FORM 8-K CURRENT REPORT Date of Report (Date of Earliest Event Reported): CHINA BAK BATTERY, INC. Nevada 001-32898 86-0442833 (State or other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification No.) BAK Industrial Park, No. 1 BAK Street (86-755) 6188-6818, ext 6856 Not applicable (Former name or former address, if changed since last report) ITEM 2.04. ENTRY INTO A]

CBAK [CHINA BAK BATTERY] 8-K: (Original Filing)

[FORM 8-K CURRENT REPORT Date of Report (Date of Earliest Event Reported): CHINA BAK BATTERY, INC. Nevada 001-32898 86-0442833 (State or other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification No.) BAK Industrial Park, No. 1 BAK Street Kuichong Town, Longgang District Shenzhen, 518119 People’s Republic of China (86-755) 6188-6818, ext 6856 Not applicable (Former name or former address,]

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