[FORM 10-K (Mark One) September 30, 2014 001-32898 Commission File No. CHINA BAK BATTERY, INC. Nevada 88-0442833 (State or Other Jurisdiction of Incorporation or (I.R.S. Employer Identification No.) Organization) BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian City, Liaoning Province, China, 116422 People’s Republic of China (86)411-6251-0619 Title of each class Name of each exchange on which registered Common] [Summary of Intellectual Property Rights License Agreement entered into by and among Shenzhen BAK Battery Co., Ltd. (the “Licensor”), China BAK Battery, Inc. (the “Licensee 1”) and Dalian BAK Power Battery Co., Ltd (the “Licensee 2”) dated August 25, 2014 Main contents The licensed term is 5 years, from June 30, 2014 to June 29, 2019. The license of all] [LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Organization China BAK Asia Holdings Limited Hong Kong Dalian BAK Trading Co., Ltd. People’s Republic of China Dalian BAK Power Battery Co., Ltd. People’s Republic of China] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-3 (No. 333-148253, No. 333-151678 and No. 333-151985) and the Registration Statements on Form S-8 (No. 333-137747, No. 333-153649 and No. 333-153650) of China BAK Battery, Inc. (the “Company”) of our report dated January 13, 2015, relating to the] [CERTIFICATIONS I, Xiangqian Li, certify that: 1. I have reviewed this annual report on Form 10-K of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [CERTIFICATIONS I, Wenwu Wang, certify that: 1. I have reviewed this annual report on Form 10-K of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th Xiangqian Li Chief Executive Officer] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. Wenwu Wang Interim Chief Financial Officer (Principal Financial and Accounting Officer)]

[FORM 8-K CURRENT REPORT Date of Report (Date of Earliest Event Reported): CHINA BAK BATTERY, INC. Nevada 001-32898 86-0442833 (State or other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification No.) BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian, China, 116422 People’s Republic of China (86)(411)6251-0619 Not applicable (Former name or former address, if changed since last report)]

[FORM 8-K CURRENT REPORT PU Date of Report (Date of Earliest Event Reported): CHINA BAK BATTERY, INC. Nevada 001-32898 86-0442833 (State or other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification No.) BAK Industrial Park, Meigui Street Huayuankou Economic Zone, Dalian, China, 116422 (86)(411)6251-0619 BAK Industrial Park, No. 1 BAK Street Kuichong Town, Longgang District Shenzhen, 518119, China (Former]