[FORM 8-K CURRENT REPORT Date of Report (Date of Earliest Event Reported): CHINA BAK BATTERY, INC. Nevada 001-32898 86-0442833 (State or other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification No.) BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian, China, 116422 Peoples Republic of China (86)(411)6251-0619 Not applicable (Former name or former address, if changed since last report)]
[FORM 8-K CURRENT REPORT PU Date of Report (Date of Earliest Event Reported): CHINA BAK BATTERY, INC. Nevada 001-32898 86-0442833 (State or other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification No.) BAK Industrial Park, Meigui Street Huayuankou Economic Zone, Dalian, China, 116422 (86)(411)6251-0619 BAK Industrial Park, No. 1 BAK Street Kuichong Town, Longgang District Shenzhen, 518119, China (Former]
[FORM 8-K CURRENT REPORT PU Date of Report (Date of Earliest Event Reported): CHINA BAK BATTERY, INC. Nevada 001-32898 86-0442833 (State or other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification No.) BAK Industrial Park, Meigui Street Huayuankou Economic Zone, Dalian, China, 116422 (86)(411)6251-0619 BAK Industrial Park, No. 1 BAK Street Kuichong Town, Longgang District Shenzhen, 518119, China (Former]
[FORM 10−Q (Mark One) [X] For the quarterly period ended: June 30, 2014 [ ] For the transition period from ____________ to _____________ CHINA BAK BATTERY, INC. Nevada 88-0442833 (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) BAK Industrial Park Meigui Street, (86-411) 6251-0619 __________________________________________________________________ Yes [X] No [_] Yes [X] No [_] Large accelerated filer] [CERTIFICATIONS I, Xiangqian Li, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th Xiangqian Li Chief Executive Officer and Interim Chief Financial Officer Accounting Officer)] [THIS DEED OF WAIVER AND RELEASE th BETWEEN (1) 深圳市比克電池有限公司 SHENZHEN BAK BATTERY CO., LTD ( 深圳市龍崗區葵涌街道比克工業園 (2) CHINA BAK BATTERY, INC. (3) BAK INTERNATIONAL LIMITED th (4) 王景輝 MR. Wang Jinghui ( 深圳市福田區香蜜湖僑香路金地香蜜山 棟 WHEREAS (A) th th By a loan agreement (Loan Agreement) dated 17 (B) Corporate Guarantees (1) th Corporate Guarantee dated 10 (2) th Corporate Guarantee]
[FORM 10−Q (Mark One) [X] For the quarterly period ended: June 30, 2014 [ ] For the transition period from ____________ to _____________ CHINA BAK BATTERY, INC. Nevada 88-0442833 (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) BAK Industrial Park Meigui Street, (86-411) 6251-0619 __________________________________________________________________ Yes [X] No [_] Yes [X] No [_] Large accelerated filer] [CERTIFICATIONS I, Xiangqian Li, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th Xiangqian Li Chief Executive Officer and Interim Chief Financial Officer Accounting Officer)] [THIS DEED OF WAIVER AND RELEASE th BETWEEN (1) 深圳市比克電池有限公司 SHENZHEN BAK BATTERY CO., LTD ( 深圳市龍崗區葵涌街道比克工業園 (2) CHINA BAK BATTERY, INC. (3) BAK INTERNATIONAL LIMITED th (4) 王景輝 MR. Wang Jinghui ( 深圳市福田區香蜜湖僑香路金地香蜜山 棟 WHEREAS (A) th th By a loan agreement (Loan Agreement) dated 17 (B) Corporate Guarantees (1) th Corporate Guarantee dated 10 (2) th Corporate Guarantee]
[FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): CUSIP NUMBER [ For Period Ended: June 30, 2014 [ Transition Report on Form 10-K [ Transition Report on Form 20-F [ Transition Report on Form 11-K [ Transition Report on Form 10-Q [ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to]
[FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): CUSIP NUMBER [ For Period Ended: June 30, 2014 [ Transition Report on Form 10-K [ Transition Report on Form 20-F [ Transition Report on Form 11-K [ Transition Report on Form 10-Q [ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to]
[] [highpower international, inc. Holder Initial Exercise Date Termination Date Company Section 1 Definitions Purchase Agreement Section 2 Exercise Exercise Price $6.33 Exercise Price b) Cashless Exercise c) VWAP “ Mechanics of Exercise d) i. DWAC ii. Rescission Rights iii. Buy-In iv. No Fractional Shares or Scrip v. Charges, Taxes and Expenses provided however vi. Closing of Books vii. Holder’s Exercise] [Working Capital Loan Contract Reference No. : 2014zhenzhongyinbujiezi No.00023 Party A: Business License: 440307503274740 Legal Representative: Dangyu Pan Address: Building A1, 68 Xinxia Street, Pinghu, Longgang, Shenzhen; Postal code: 518111 Deposit A/C and financial institutions: Bank of China, Pinghu Sub-branch, Shenzhen, 744557938816 Telephone: 8968 6236; Facsimile: 8968 6298 Party B: Legal Representative: LI YANSHAN Address: 108, Buji Road, Buji Town,] [Text Encoding: CMBC-HT031 (GS2007) Comprehensive Credit Granting Contract (Applicable to corporate credit granting) 2014 SHJZBZEZ No. 014 No.: GSXZ SHENZHEN HIGHPOWER TECHNOLOGY CO., LTD. (Seal) CHINA MINSHENG BANKING CORP., LTD. SHENZHEN BRANCH (Seal) CHINA MINSHENG BANKING CORP., LTD. Comprehensive Credit Granting Contract Credit Receiver: SHENZHEN HIGHPOWER TECHNOLOGY CO., LTD. ((hereinafter referred to as Party A) Address: Bldg. 1, No. 68,] [Text Encoding: CMBC-HT041 (GS2007) Maximum Guarantee Contract (Applicable where the guarantor is a unit) 2014 SHJZBZEZ No. 014-1 No.: GGBZ Springpower Technology (Shenzhen) Co.,wd Ltd. (Seal) CHINA MINSHENG BANKING CORP., LTD. SHENZHEN BRANCH (Seal) CHINA MINSHENG BANKING CORP., LTD. Maximum Guarantee Contract Springpower Technology (Shenzhen) Co., Ltd. Guarantor: Address: Workshop Building A, Shunchao Industrial Zone, Renmin Road, Danhu Community, Guanlan] [Text Encoding: CMBC-HT-494 (XW2012) Maximum Guarantee Contract 2014 SHJZBZEZ No. 014-3 No.: CHINA MINSHENG BANKING CORP., LTD. Maximum Guarantee Contract Pan Dangyu Guarantor: Legal Representative / Principal: ID card No.: 430104196803184316 Address: P.C.: Tel.: Pledgor: Legal Representative / Principal: Address: P.C.: Tel.: Mortgagor: Legal Representative / Principal: Address: P.C.: Tel.: SHENZHEN Secured Party: CHINA MINSHENG BANKING CORP., LTD. Principal: Ou] [Text Encoding: CMBC-HT041 (GS2007) Maximum Guarantee Contract (Applicable where the guarantor is a unit) 2014 SHJZBZEZ No. 014-2 No.: GGBZ SHENZHEN HIGHPOWER TECHNOLOGY CO., LTD. (Seal) CHINA MINSHENG BANKING CORP., LTD. SHENZHEN BRANCH (Seal) CHINA MINSHENG BANKING CORP., LTD. Maximum Guarantee Contract Huizhou Highpower Technology Co., Ltd. Guarantor: Address: Xinhu Industrial Development Zone, Ma’an Town, Huicheng District, Huizhou City P.] [Text Encoding: CMBC-HT080 (MY 2007) Trade Financing Master Agreement (Applicable to limits or single financing under import and export) 2014 SHJZBZEZ No. 014 No.: MRZ CHINA MINSHENG BANKING CORP., LTD. Trade Financing Master Agreement SHENZHEN HIGHPOWER TECHNOLOGY CO., LTD. Party A: Legal Representative / Main Principal: Pan Dangyu Domicile or Mailing Address: Bldg. 1, No. 68, Xinsha Road, Pinghu Street,] [Contract No.: (2014) SYHZZ No. 0007 Comprehensive Credit Granting Contract (Applicable to the business of group clients) CHINA CITIC BANK SHENZHEN BRANCH Filling Explanation 1. This Contract shall be signed with a black blue or black gel pen or an ink pen. 2. This Contract shall be filled in completely, legibly and neatly. 3. The monetary currency shall be filled] [Contract No.: 2014 Shen Yin Heng Zui Bao Zi No. 0004 Guaranty Contract of Maximum Amount (Version 1.0, 2013) INSTRUCTIONS FOR COMPLETION I. Use ONLY BLUE BLACK or BLACK SIGN PEN or PEN for filling the Contract II. . Fill all the details completely, legibly, and neatly. III. Fill the currency in Chinese. No currency symbol is allowed. Chinese currency] [Contract No.: 2014 Shen Yin Heng Zui Bao Zi No. 0005 Guaranty Contract of Maximum Amount (Version 1.0, 2013) INSTRUCTIONS FOR COMPLETION I. Use ONLY BLUE BLACK or BLACK SIGN PEN or PEN for filling the Contract II. . Fill all the details completely, legibly, and neatly. III. Fill the currency in Chinese. No currency symbol is allowed. Chinese currency] [Contract No.: 2014 Shen Yin Heng Zui Bao Zi No. 0006 Guaranty Contract of Maximum Amount (Version 1.0, 2013) INSTRUCTIONS FOR COMPLETION I. Use ONLY BLUE BLACK or BLACK SIGN PEN or PEN for filling the Contract II. . Fill all the details completely, legibly, and neatly. III. Fill the currency in Chinese. No currency symbol is allowed. Chinese currency] [Contract No.: 2014 Shen Yin Heng E Bao Zi No. 0005 Guaranty Contract of Maximum Amount (Version 1.0, 2013) INSTRUCTIONS FOR COMPLETION I. Use ONLY BLUE BLACK or BLACK SIGN PEN or PEN for filling the Contract II. . Fill all the details completely, legibly, and neatly. III. Fill the currency in Chinese. No currency symbol is allowed. Chinese currency] [China Construction Bank (Asia) Commercial Banking Division Our Ref.: LCTS/2014/130 4 June 2014 PRIVATE & CONFIDENTIAL Mr. Pan Dangyu Attention: Dear Sir, HKD50,000,000 We are pleased to set out the terms and conditions upon which we would make available to you the following facilities (the “Facilities”), for a total amount not to exceed at any one time UTILISATION A. I.] [Section 302 of the Sarbanes-Oxley Act of 2002 I, Dang Yu Pan, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Highpower International, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light] [Section 302 of the Sarbanes-Oxley Act of 2002 I, Henry Sun, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Highpower International, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of] [(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dang Yu Pan Chairman of the Board and Chief Executive Officer August 13, 2014 Henry Sun Chief Financial Officer (Principal Financial and Accounting Officer) August 13, 2014]
[] [highpower international, inc. Holder Initial Exercise Date Termination Date Company Section 1 Definitions Purchase Agreement Section 2 Exercise Exercise Price $6.33 Exercise Price b) Cashless Exercise c) VWAP “ Mechanics of Exercise d) i. DWAC ii. Rescission Rights iii. Buy-In iv. No Fractional Shares or Scrip v. Charges, Taxes and Expenses provided however vi. Closing of Books vii. Holder’s Exercise] [Working Capital Loan Contract Reference No. : 2014zhenzhongyinbujiezi No.00023 Party A: Business License: 440307503274740 Legal Representative: Dangyu Pan Address: Building A1, 68 Xinxia Street, Pinghu, Longgang, Shenzhen; Postal code: 518111 Deposit A/C and financial institutions: Bank of China, Pinghu Sub-branch, Shenzhen, 744557938816 Telephone: 8968 6236; Facsimile: 8968 6298 Party B: Legal Representative: LI YANSHAN Address: 108, Buji Road, Buji Town,] [Text Encoding: CMBC-HT031 (GS2007) Comprehensive Credit Granting Contract (Applicable to corporate credit granting) 2014 SHJZBZEZ No. 014 No.: GSXZ SHENZHEN HIGHPOWER TECHNOLOGY CO., LTD. (Seal) CHINA MINSHENG BANKING CORP., LTD. SHENZHEN BRANCH (Seal) CHINA MINSHENG BANKING CORP., LTD. Comprehensive Credit Granting Contract Credit Receiver: SHENZHEN HIGHPOWER TECHNOLOGY CO., LTD. ((hereinafter referred to as Party A) Address: Bldg. 1, No. 68,] [Text Encoding: CMBC-HT041 (GS2007) Maximum Guarantee Contract (Applicable where the guarantor is a unit) 2014 SHJZBZEZ No. 014-1 No.: GGBZ Springpower Technology (Shenzhen) Co.,wd Ltd. (Seal) CHINA MINSHENG BANKING CORP., LTD. SHENZHEN BRANCH (Seal) CHINA MINSHENG BANKING CORP., LTD. Maximum Guarantee Contract Springpower Technology (Shenzhen) Co., Ltd. Guarantor: Address: Workshop Building A, Shunchao Industrial Zone, Renmin Road, Danhu Community, Guanlan] [Text Encoding: CMBC-HT-494 (XW2012) Maximum Guarantee Contract 2014 SHJZBZEZ No. 014-3 No.: CHINA MINSHENG BANKING CORP., LTD. Maximum Guarantee Contract Pan Dangyu Guarantor: Legal Representative / Principal: ID card No.: 430104196803184316 Address: P.C.: Tel.: Pledgor: Legal Representative / Principal: Address: P.C.: Tel.: Mortgagor: Legal Representative / Principal: Address: P.C.: Tel.: SHENZHEN Secured Party: CHINA MINSHENG BANKING CORP., LTD. Principal: Ou] [Text Encoding: CMBC-HT041 (GS2007) Maximum Guarantee Contract (Applicable where the guarantor is a unit) 2014 SHJZBZEZ No. 014-2 No.: GGBZ SHENZHEN HIGHPOWER TECHNOLOGY CO., LTD. (Seal) CHINA MINSHENG BANKING CORP., LTD. SHENZHEN BRANCH (Seal) CHINA MINSHENG BANKING CORP., LTD. Maximum Guarantee Contract Huizhou Highpower Technology Co., Ltd. Guarantor: Address: Xinhu Industrial Development Zone, Ma’an Town, Huicheng District, Huizhou City P.] [Text Encoding: CMBC-HT080 (MY 2007) Trade Financing Master Agreement (Applicable to limits or single financing under import and export) 2014 SHJZBZEZ No. 014 No.: MRZ CHINA MINSHENG BANKING CORP., LTD. Trade Financing Master Agreement SHENZHEN HIGHPOWER TECHNOLOGY CO., LTD. Party A: Legal Representative / Main Principal: Pan Dangyu Domicile or Mailing Address: Bldg. 1, No. 68, Xinsha Road, Pinghu Street,] [Contract No.: (2014) SYHZZ No. 0007 Comprehensive Credit Granting Contract (Applicable to the business of group clients) CHINA CITIC BANK SHENZHEN BRANCH Filling Explanation 1. This Contract shall be signed with a black blue or black gel pen or an ink pen. 2. This Contract shall be filled in completely, legibly and neatly. 3. The monetary currency shall be filled] [Contract No.: 2014 Shen Yin Heng Zui Bao Zi No. 0004 Guaranty Contract of Maximum Amount (Version 1.0, 2013) INSTRUCTIONS FOR COMPLETION I. Use ONLY BLUE BLACK or BLACK SIGN PEN or PEN for filling the Contract II. . Fill all the details completely, legibly, and neatly. III. Fill the currency in Chinese. No currency symbol is allowed. Chinese currency] [Contract No.: 2014 Shen Yin Heng Zui Bao Zi No. 0005 Guaranty Contract of Maximum Amount (Version 1.0, 2013) INSTRUCTIONS FOR COMPLETION I. Use ONLY BLUE BLACK or BLACK SIGN PEN or PEN for filling the Contract II. . Fill all the details completely, legibly, and neatly. III. Fill the currency in Chinese. No currency symbol is allowed. Chinese currency] [Contract No.: 2014 Shen Yin Heng Zui Bao Zi No. 0006 Guaranty Contract of Maximum Amount (Version 1.0, 2013) INSTRUCTIONS FOR COMPLETION I. Use ONLY BLUE BLACK or BLACK SIGN PEN or PEN for filling the Contract II. . Fill all the details completely, legibly, and neatly. III. Fill the currency in Chinese. No currency symbol is allowed. Chinese currency] [Contract No.: 2014 Shen Yin Heng E Bao Zi No. 0005 Guaranty Contract of Maximum Amount (Version 1.0, 2013) INSTRUCTIONS FOR COMPLETION I. Use ONLY BLUE BLACK or BLACK SIGN PEN or PEN for filling the Contract II. . Fill all the details completely, legibly, and neatly. III. Fill the currency in Chinese. No currency symbol is allowed. Chinese currency] [China Construction Bank (Asia) Commercial Banking Division Our Ref.: LCTS/2014/130 4 June 2014 PRIVATE & CONFIDENTIAL Mr. Pan Dangyu Attention: Dear Sir, HKD50,000,000 We are pleased to set out the terms and conditions upon which we would make available to you the following facilities (the “Facilities”), for a total amount not to exceed at any one time UTILISATION A. I.] [Section 302 of the Sarbanes-Oxley Act of 2002 I, Dang Yu Pan, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Highpower International, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light] [Section 302 of the Sarbanes-Oxley Act of 2002 I, Henry Sun, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Highpower International, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of] [(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dang Yu Pan Chairman of the Board and Chief Executive Officer August 13, 2014 Henry Sun Chief Financial Officer (Principal Financial and Accounting Officer) August 13, 2014]
[Highpower International Reports 2014 Second Quarter and Six Months Financial Results Company to Hold Conference Call on August 13, 2014, at 10:00 AM ET / 7:00 AM PT SAN FRANCISCO, USA and SHENZHEN, CHINA - August 13, 2014 - Highpower International, Inc. (NASDAQ: HPJ ) 2014 Second Quarter Operating and Financial Highlights (all results are compared to prior year period)] []
