3690 – Page 47 – China Stock Advice

CBAK [CHINA BAK BATTERY] 10-K/A: (Original Filing)

[FORM 10-K/A (Mark One) September 30, 2014 For the fiscal year ended: For the transition period from ____________ to _____________ Commission File No. 001-32898 CHINA BAK BATTERY, INC. Nevada 88-0442833 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) Peoples Republic of China BAK Industrial Park, Meigui Street (86)(411)6251-0619 Title of each class Name of each exchange] [CERTIFICATIONS I, Xiangqian Li, certify that: 1. I have reviewed this annual report on Form 10-K of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [CERTIFICATIONS I, Wenwu Wang, certify that: 1. I have reviewed this annual report on Form 10-K of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th Xiangqian Li Chief Executive Officer] [2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th Wenwu Wang Interim Chief Financial Officer (Principal Financial and Accounting Officer)]

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CBAK [CHINA BAK BATTERY] 10-K/A: FORM 10-K/A (Mark One) September 30, 2014 For

[FORM 10-K/A (Mark One) September 30, 2014 For the fiscal year ended: For the transition period from ____________ to _____________ Commission File No. 001-32898 CHINA BAK BATTERY, INC. Nevada 88-0442833 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) Peoples Republic of China BAK Industrial Park, Meigui Street (86)(411)6251-0619 Title of each class Name of each exchange] [CERTIFICATIONS I, Xiangqian Li, certify that: 1. I have reviewed this annual report on Form 10-K of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [CERTIFICATIONS I, Wenwu Wang, certify that: 1. I have reviewed this annual report on Form 10-K of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th Xiangqian Li Chief Executive Officer] [2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th Wenwu Wang Interim Chief Financial Officer (Principal Financial and Accounting Officer)]

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CBAK [CHINA BAK BATTERY] 10-K: (Original Filing)

[FORM 10-K (Mark One) September 30, 2014 001-32898 Commission File No. CHINA BAK BATTERY, INC. Nevada 88-0442833 (State or Other Jurisdiction of Incorporation or (I.R.S. Employer Identification No.) Organization) BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian City, Liaoning Province, China, 116422 People’s Republic of China (86)411-6251-0619 Title of each class Name of each exchange on which registered Common] [Summary of Intellectual Property Rights License Agreement entered into by and among Shenzhen BAK Battery Co., Ltd. (the Licensor), China BAK Battery, Inc. (the Licensee 1) and Dalian BAK Power Battery Co., Ltd (the Licensee 2) dated August 25, 2014 Main contents The licensed term is 5 years, from June 30, 2014 to June 29, 2019. The license of all] [LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Organization China BAK Asia Holdings Limited Hong Kong Dalian BAK Trading Co., Ltd. Peoples Republic of China Dalian BAK Power Battery Co., Ltd. Peoples Republic of China] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-3 (No. 333-148253, No. 333-151678 and No. 333-151985) and the Registration Statements on Form S-8 (No. 333-137747, No. 333-153649 and No. 333-153650) of China BAK Battery, Inc. (the “Company”) of our report dated January 13, 2015, relating to the] [CERTIFICATIONS I, Xiangqian Li, certify that: 1. I have reviewed this annual report on Form 10-K of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [CERTIFICATIONS I, Wenwu Wang, certify that: 1. I have reviewed this annual report on Form 10-K of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th Xiangqian Li Chief Executive Officer] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. Wenwu Wang Interim Chief Financial Officer (Principal Financial and Accounting Officer)]

By info| 2016-03-31T12:38:27+00:00 January 13th, 2015|Categories: CBAK, Chinese Stocks, SEC Original|Tags: 0001117171, 10-K, 2015-01-13, 3690, CBAK, MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT and SUPPLIES|0 Comments

CBAK [CHINA BAK BATTERY] 10-K: FORM 10-K (Mark One) September 30, 2014 001-32898

[FORM 10-K (Mark One) September 30, 2014 001-32898 Commission File No. CHINA BAK BATTERY, INC. Nevada 88-0442833 (State or Other Jurisdiction of Incorporation or (I.R.S. Employer Identification No.) Organization) BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian City, Liaoning Province, China, 116422 People’s Republic of China (86)411-6251-0619 Title of each class Name of each exchange on which registered Common] [Summary of Intellectual Property Rights License Agreement entered into by and among Shenzhen BAK Battery Co., Ltd. (the Licensor), China BAK Battery, Inc. (the Licensee 1) and Dalian BAK Power Battery Co., Ltd (the Licensee 2) dated August 25, 2014 Main contents The licensed term is 5 years, from June 30, 2014 to June 29, 2019. The license of all] [LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Organization China BAK Asia Holdings Limited Hong Kong Dalian BAK Trading Co., Ltd. Peoples Republic of China Dalian BAK Power Battery Co., Ltd. Peoples Republic of China] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-3 (No. 333-148253, No. 333-151678 and No. 333-151985) and the Registration Statements on Form S-8 (No. 333-137747, No. 333-153649 and No. 333-153650) of China BAK Battery, Inc. (the “Company”) of our report dated January 13, 2015, relating to the] [CERTIFICATIONS I, Xiangqian Li, certify that: 1. I have reviewed this annual report on Form 10-K of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [CERTIFICATIONS I, Wenwu Wang, certify that: 1. I have reviewed this annual report on Form 10-K of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th Xiangqian Li Chief Executive Officer] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. Wenwu Wang Interim Chief Financial Officer (Principal Financial and Accounting Officer)]

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CBAK [CHINA BAK BATTERY] NT 10-K: (Original Filing)

[FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): CUSIP NUMBER [ x ] Form 10-K [ For Period Ended: September 30, 2014 [ Transition Report on Form 10-K [ Transition Report on Form 20-F [ Transition Report on Form 11-K [ Transition Report on Form 10-Q [ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this]

By info| 2016-03-31T12:42:52+00:00 December 29th, 2014|Categories: CBAK, Chinese Stocks, SEC Original|Tags: 0001117171, 2014-12-29, 3690, CBAK, MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT and SUPPLIES, NT_10-K|0 Comments

HPJ [Highpower International] 8-K: (Original Filing)

[]

By info| 2016-04-02T13:23:53+00:00 December 3rd, 2014|Categories: Chinese Stocks, HPJ, SEC Original|Tags: 0001368308, 2014-12-03, 3690, 8-K, HPJ, MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT and SUPPLIES|0 Comments

HPJ [Highpower International] 10-Q: (Original Filing)

[] [Comprehensive Credit Line Contract Reference No. : 2014zhenzhongyinbuexiezi No.0000716 Party A: Business License: 440306503295562 Legal Representative: Dangyu Pan Address: Factory A, Chaoshun Industrial Zone, Renmin Road, Fumin Residential Area, Guanlan, BaoAn District, Postal code: 518000 Deposit A/C and financial institutions: 764057938815/ Bank of China, Pinghu Sub-branch, Shenzhen, Telephone: 2802 9923; Facsimile: 2802 9923 Party B: Legal Representative: Yanshan Li Address:] [Maximum Amount Guaranty Contract Reference No. : 2014zhenzhongyinbubaoezi No.0053 Guarantor: Business License: 440307503274740 Legal Representative: Dangyu Pan Address: Building A2, Luoshan Industrial Zone, Longgang District, Shenzhen Postal code: 518111 Deposit A/C and financial institutions: Bank of China, Pinghu Sub-branch, Shenzhen, Telephone: 8968 6236; Facsimile: 8968 6298 Creditor: Legal Representative: LI YANSHAN Address: 108, Buji Road, Buji Town, Longgang District, Shenzhen;] [Maximum Amount Guaranty Contract Reference No. : 2014zhenzhongyinbubaoezi No.0054 Guarantor: Business License: 441300000177233 Legal Representative: Dangyu Pan Address: Xinhu Industrial Zone, Maan town, District, Huizhou, Guangdong Postal code: 516000 Deposit A/C and financial institutions: Bank of China, Pinghu Sub-branch, Shenzhen/ 764062693628 Telephone: 8968 6236; Facsimile: 8968 6298 Creditor: Legal Representative: LI YANSHAN Address: 108, Buji Road, Buji Town, Longgang District,] [Maximum Amount Guaranty Contract (Applicable if guarantor is natural person) Reference No. : 2014zhenzhongyinbubaoezi No.0055 Guarantor: Type of certification: Identification Card Certification number: 430104196803184316 Address: Building A2, Luoshan Industrial Zone, Longgang District, Shenzhen Postal code: 518111 Telephone: 8968 6236; Facsimile: 8968 6298 Creditor: Legal Representative: LI YANSHAN Address: 108, Buji Road, Buji Town, Longgang District, Shenzhen; Postal code: 518112 Telephone:] [Maximum Amount Guaranty Contract (Applicable if guarantor is natural person) Reference No. : 2014zhenzhongyinbubaoezi No.0056 Guarantor: Type of certification: Identification Card Certification number: 230103196507173213 Address: Building A2, Luoshan Industrial Zone, Longgang District, Shenzhen Postal code: 518111 Telephone: 8968 6236; Facsimile: 8968 6298 Creditor: Legal Representative: LI YANSHAN Address: 108, Buji Road, Buji Town, Longgang District, Shenzhen; Postal code: 518112 Telephone:] [Working Capital Loan Contract Reference No. : 2014zhenzhongyinbujiezi No.00043 Party A: Business License: 440307503274740 Legal Representative: Dangyu Pan Address: Building 1, 68 Xinxia Street, Pinghu Town, Longgang District, Shenzhen, Guangdong, China Postal code: 518111 Deposit A/C and financial institutions: Bank of China, Pinghu Sub-branch, Shenzhen, 744557938816 Telephone: 8968 6236; Facsimile: 8968 6298 Party B: Legal Representative: Yanshan Li Address: 108,] [Working Capital Loan Contract Reference No. : 2014zhenzhongyinbujiezi No.00050 Party A: Business License: 440306503295562 Legal Representative: Dangyu Pan Address: Factory A, Chaoshun Industrial Zone, Renmin Road, Fumin Residential Area, Guanlan, BaoAn District, Postal code: 518000 Deposit A/C and financial institutions: Bank of China, Pinghu Sub-branch, Shenzhen, Telephone: 2802 9923; Facsimile: 2802 9923 Party B: Legal Representative: Li Yanshan Address: 108,] [] [Section 302 of the Sarbanes-Oxley Act of 2002 I, Dang Yu Pan, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Highpower International, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light] [I, Henry Sun, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Highpower International, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,] [as Adopted (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dang Yu Pan Chairman of the Board and Chief Executive Officer November 12, 2014 Henry Sun Chief Financial Officer (Principal Financial and Accounting Officer) November 12, 2014]

By info| 2016-04-02T13:27:59+00:00 November 14th, 2014|Categories: Chinese Stocks, HPJ, SEC Original|Tags: 0001368308, 10-Q, 2014-11-14, 3690, HPJ, MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT and SUPPLIES|0 Comments

HPJ [Highpower International] 10-Q:

[] [Comprehensive Credit Line Contract Reference No. : 2014zhenzhongyinbuexiezi No.0000716 Party A: Business License: 440306503295562 Legal Representative: Dangyu Pan Address: Factory A, Chaoshun Industrial Zone, Renmin Road, Fumin Residential Area, Guanlan, BaoAn District, Postal code: 518000 Deposit A/C and financial institutions: 764057938815/ Bank of China, Pinghu Sub-branch, Shenzhen, Telephone: 2802 9923; Facsimile: 2802 9923 Party B: Legal Representative: Yanshan Li Address:] [Maximum Amount Guaranty Contract Reference No. : 2014zhenzhongyinbubaoezi No.0053 Guarantor: Business License: 440307503274740 Legal Representative: Dangyu Pan Address: Building A2, Luoshan Industrial Zone, Longgang District, Shenzhen Postal code: 518111 Deposit A/C and financial institutions: Bank of China, Pinghu Sub-branch, Shenzhen, Telephone: 8968 6236; Facsimile: 8968 6298 Creditor: Legal Representative: LI YANSHAN Address: 108, Buji Road, Buji Town, Longgang District, Shenzhen;] [Maximum Amount Guaranty Contract Reference No. : 2014zhenzhongyinbubaoezi No.0054 Guarantor: Business License: 441300000177233 Legal Representative: Dangyu Pan Address: Xinhu Industrial Zone, Maan town, District, Huizhou, Guangdong Postal code: 516000 Deposit A/C and financial institutions: Bank of China, Pinghu Sub-branch, Shenzhen/ 764062693628 Telephone: 8968 6236; Facsimile: 8968 6298 Creditor: Legal Representative: LI YANSHAN Address: 108, Buji Road, Buji Town, Longgang District,] [Maximum Amount Guaranty Contract (Applicable if guarantor is natural person) Reference No. : 2014zhenzhongyinbubaoezi No.0055 Guarantor: Type of certification: Identification Card Certification number: 430104196803184316 Address: Building A2, Luoshan Industrial Zone, Longgang District, Shenzhen Postal code: 518111 Telephone: 8968 6236; Facsimile: 8968 6298 Creditor: Legal Representative: LI YANSHAN Address: 108, Buji Road, Buji Town, Longgang District, Shenzhen; Postal code: 518112 Telephone:] [Maximum Amount Guaranty Contract (Applicable if guarantor is natural person) Reference No. : 2014zhenzhongyinbubaoezi No.0056 Guarantor: Type of certification: Identification Card Certification number: 230103196507173213 Address: Building A2, Luoshan Industrial Zone, Longgang District, Shenzhen Postal code: 518111 Telephone: 8968 6236; Facsimile: 8968 6298 Creditor: Legal Representative: LI YANSHAN Address: 108, Buji Road, Buji Town, Longgang District, Shenzhen; Postal code: 518112 Telephone:] [Working Capital Loan Contract Reference No. : 2014zhenzhongyinbujiezi No.00043 Party A: Business License: 440307503274740 Legal Representative: Dangyu Pan Address: Building 1, 68 Xinxia Street, Pinghu Town, Longgang District, Shenzhen, Guangdong, China Postal code: 518111 Deposit A/C and financial institutions: Bank of China, Pinghu Sub-branch, Shenzhen, 744557938816 Telephone: 8968 6236; Facsimile: 8968 6298 Party B: Legal Representative: Yanshan Li Address: 108,] [Working Capital Loan Contract Reference No. : 2014zhenzhongyinbujiezi No.00050 Party A: Business License: 440306503295562 Legal Representative: Dangyu Pan Address: Factory A, Chaoshun Industrial Zone, Renmin Road, Fumin Residential Area, Guanlan, BaoAn District, Postal code: 518000 Deposit A/C and financial institutions: Bank of China, Pinghu Sub-branch, Shenzhen, Telephone: 2802 9923; Facsimile: 2802 9923 Party B: Legal Representative: Li Yanshan Address: 108,] [] [Section 302 of the Sarbanes-Oxley Act of 2002 I, Dang Yu Pan, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Highpower International, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light] [I, Henry Sun, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Highpower International, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,] [as Adopted (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dang Yu Pan Chairman of the Board and Chief Executive Officer November 12, 2014 Henry Sun Chief Financial Officer (Principal Financial and Accounting Officer) November 12, 2014]

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HPJ [Highpower International] 8-K: (Original Filing)

[Highpower International Reports Financial Results for the Third Quarter and Nine Months Ended September 30, 2014 Company to Hold Conference Call on November 12, 2014, at 10:00 AM ET / 7:00 AM PT SAN FRANCISCO, USA and SHENZHEN, CHINA – November 12, 2014 - Highpower International, Inc. (NASDAQ: HPJ ) 2014 Third Quarter Operating and Financial Highlights (all results are] []

By info| 2016-04-02T13:30:20+00:00 November 12th, 2014|Categories: Chinese Stocks, HPJ, SEC Original|Tags: 0001368308, 2014-11-12, 3690, 8-K, HPJ, MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT and SUPPLIES|0 Comments

CBAK [CHINA BAK BATTERY] 8-K: FORM 8-K CURRENT REPORT Date of Report (Date

[FORM 8-K CURRENT REPORT Date of Report (Date of Earliest Event Reported): CHINA BAK BATTERY, INC. Nevada 001-32898 86-0442833 (State or other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification No.) BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian, China, 116422 Peoples Republic of China (86)(411)6251-0619 Not applicable (Former name or former address, if changed since last report)]

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