CBAK [CBAK Energy Technology] SC 13G: (Original Filing)

[Lijuan Wang 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐ 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION People’s Republic of China NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 3,993,422 6. SHARED VOTING POWER 0 7.]

CBAK [CBAK Energy Technology] SC 13G: Lijuan Wang 2. CHECK THE APPROPRIATE BOX IF

[Lijuan Wang 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐ 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION People’s Republic of China NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 3,993,422 6. SHARED VOTING POWER 0 7.]

CBAK [CBAK Energy Technology] SC 13G: (Original Filing)

[Shibin Mao 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐ 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION People’s Republic of China NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 5,404,880 6. SHARED VOTING POWER 0]

CBAK [CBAK Energy Technology] SC 13G: Shibin Mao 2. CHECK THE APPROPRIATE BOX IF

[Shibin Mao 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐ 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION People’s Republic of China NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 5,404,880 6. SHARED VOTING POWER 0]

CBAK [CBAK Energy Technology] 8-K: EXCHANGE AGREEMENT Agreement Lender Borrower This Exchange Agreement

[EXCHANGE AGREEMENT Agreement Lender Borrower This Exchange Agreement (this “ Original Note Purchase Agreement Transaction Documents A. Borrower previously sold and issued to Lender that certain Promissory Note dated July 24, 2019 in the original principal amount of $1,395,000.00 (the “ Partitioned N]

CBAK [CBAK Energy Technology] 8-K: (Original Filing)

[EXCHANGE AGREEMENT Agreement Lender Borrower This Exchange Agreement (this “ Original Note Purchase Agreement Transaction Documents A. Borrower previously sold and issued to Lender that certain Promissory Note dated July 24, 2019 in the original principal amount of $1,395,000.00 (the “ Partitioned N]

CBAK [CBAK Energy Technology] 8-K: (Original Filing)

[EXCHANGE AGREEMENT Agreement Lender Borrower This Exchange Agreement (this “ Original Note Purchase Agreement Transaction Documents A. Borrower previously sold and issued to Lender that certain Promissory Note dated July 24, 2019 in the original principal amount of $1,395,000.00 (the “ Partitioned N]

CBAK [CBAK Energy Technology] 8-K: EXCHANGE AGREEMENT Agreement Lender Borrower This Exchange Agreement

[EXCHANGE AGREEMENT Agreement Lender Borrower This Exchange Agreement (this “ Original Note Purchase Agreement Transaction Documents A. Borrower previously sold and issued to Lender that certain Promissory Note dated July 24, 2019 in the original principal amount of $1,395,000.00 (the “ Partitioned N]

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