BABA [Alibaba] UPLOAD: (Original Filing)
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[INDICATIVE ANNOUNCEMENT APPROVAL BY THE CBIRC OF GRATUITOUS TRANSFER OF THE CONTROLLING SHAREHOLDERS PARTIAL STATE-OWNED SHARES Company CLIC CBIRC one-off MOF SSF Gratuitous Transfer Notice of the State Council on Issuing the Implementation Plan for Transferring Part of State-owned Capital to Suppl]
[Common Stock 82706C108 December 31, 2019 [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * CUSIP No. 82706C108 1. NAMES OF REPORTING PERSONS 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION NUMBER OF SHARES BENEFICIALLY OWNED BY EACH ]
[Robert W. Roche Acorn International, Inc. 5/F, YueShang Plaza 1 South Wuning Road Shanghai 200042 People’s Republic of China February 14, 2020 Special Committee of the Board of Directors Acorn International, Inc. 5/F, YueShang Plaza 1 South Wuning Road Shanghai 200042 People’s Republic of China Ladi]
[CUSIP No. 16944W104 13D Page 1 1 Names of reporting persons YM Investment Limited 2 Check the appropriate box if a member of a group (a) ☐ (b) ☐ 3 SEC use only 4 Source of funds (see instructions) N/A 5 ☐ 6 Citizenship or place of organization British Virgin Islands Number of shares beneficially own]
[INDICATIVE ANNOUNCEMENT APPROVAL BY THE CBIRC OF GRATUITOUS TRANSFER OF THE CONTROLLING SHAREHOLDERS PARTIAL STATE-OWNED SHARES Company CLIC CBIRC one-off MOF SSF Gratuitous Transfer Notice of the State Council on Issuing the Implementation Plan for Transferring Part of State-owned Capital to Suppl]
[Common Stock 82706C108 December 31, 2019 [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * CUSIP No. 82706C108 1. NAMES OF REPORTING PERSONS 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION NUMBER OF SHARES BENEFICIALLY OWNED BY EACH ]
[Hillhouse Capital Advisors, Ltd. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ¨ (a) x (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands NUMBER OF 5 SOLE VOTING POWER 9,151,656 Class A Common Shares* 6 SHARED VOTING POWER -0- 7 SOLE DISPOSITIVE POWER 9,151,656 Class A Com]
[1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Capital Research Global Investors ** 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware 5 SOLE VOTING POWER NONE 6 SHARED]