[1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Capital World Investors ** 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware 5 SOLE VOTING POWER 1,360,900,419 6 SHARED VOTING POWER NUMBER OF SHARES NONE BENEFICIALL Y OWNED BY]
[CUSIP No. 16948F107 1 Names of Reporting Persons Glenhill Advisors, LLC 2 Check the Appropriate Box if a Member of a Group (See Instructions) ¨ x (a) 3 SEC Use Only 4 Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 5 Sole Voting Power 2,087,768 6 Shared Voting Power]
[VisionChina Media to Sell Subway Mobile TV Advertising Business for RMB780 Million Prior to the Transaction, the Sellers completed a restructuring to transfer the Target Business to VisionChina New Culture Media Co., Ltd. ("New Culture"), an entity wholly owned by the Sellers. Since January 1, 2016, New Culture has been the operating entity of the Target Business. Upon the closing] [VISIONCHINA MEDIA INC. 1/F Block No. 7 Champs Elysees Nongyuan Road, Futian District Shenzhen 518040 Peoples Republic of China Form 20-F x Form 40-F o o o Yes o No x N/A VISIONCHINA MEDIA INC. Limin Li Chairman of the Board of Directors and Chief Executive Officer 2]
[Lazard Asset Management LLC 1) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP o o 2) SEC USE ONLY 3) CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware 4) NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: SOLE VOTING POWER: 3,533,832 5) SHARED VOTING POWER: - 6) SOLE DISPOSITIVE POWER: 5,607,548 7) SHARED DISPOSITIVE POWER: - 8) AGGREGATE]
[Joint Filing Agreement Yongqiang Qian Yongqiang Qian Fame Gain Investments Limited Yongqiang Qian Director EX-99.1 2 a16-3499_3ex99d1.htm EX-99.1] [CUSIP No. 477374 102]
[SCHEDULE 13G 1 NAME OF REPORTING PERSONS Zhe Yin I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) N/A 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) ¨ ¨ (a) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION The Peoples Republic of China NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5]
[FORM 10−Q (Mark One) [X] December 31, 2015 [ ] For the transition period from ____________ to _____________ 001-32898 CHINA BAK BATTERY, INC. Nevada 88-0442833 (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian City, Liaoning Province, China, 116422 Peoples Republic of China (86)(411)-3918-5985 _____________________________________________________ Large accelerated filer] [CERTIFICATIONS I, Xiangqian Li, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [CERTIFICATIONS I, Wenwu Wang, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th Xiangqian Li Chief Executive Officer] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th Wenwu Wang Interim Chief Financial Officer (Principal Financial and Accounting Officer)]
[1 The Reporting Persons hold American Depositary Shares, which may be exchanged for Class A Ordinary Shares, par value $0.00002, at a 1:2 ratio. CUSIP No G9124W104 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Tiger Global Private Investment Partners V, L.P. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)]
[CUSIP No 31680Q104 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Tiger Global Management, LLC 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION]
