JFC [JPMORGAN CHINA REGION FUND] SC 13D/A: (Original Filing)

[SCHEDULE 13D/A 48126T104 CUSIP No: TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 10/24/2014 1,295 15.33 12/18/2014 (100) 16.08 12/19/2014 (6,100) 16.20 12/22/2014 (16,700) 16.30 * Tender Offer EX-1 3 r13daJPMorganChinatran.htm] [Lazard Asset Management LLC 1) I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 05-0530199 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: o o 2) SEC USE ONLY: 3) SOURCE OF FUNDS:* OO 4) o 5) CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware 6) NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: SOLE VOTING POWER: 1,286,259 7) SHARED VOTING]

By | 2016-03-28T21:40:37+00:00 December 31st, 2014|Categories: Chinese Stocks, JFC, SEC Original|Tags: , , , |0 Comments

IMOS [CHIPMOS TECHNOLOGIES BERMUDA] CORRESP: (Original Filing)

[VIA EDGAR Division of Corporation Finance Mail Stop 4720 100 F Street, N.E. Attention: Brian Cascio, Accounting Branch Chief Andri Boerman December 31, 2014 Re: ChipMOS TECHNOLOGIES (Bermuda) LTD. Form 20-F for the Fiscal Year Ended December 31, 2013 Filed April 25, 2014 File No. 000-31106 Ladies and Gentlemen: The comment and response set forth below are keyed to the]

By | 2016-03-17T14:21:32+00:00 December 31st, 2014|Categories: Chinese Stocks, IMOS, SEC Original|Tags: , , , , , |0 Comments

JFC [JPMORGAN CHINA REGION FUND] SC 13D/A: SCHEDULE 13D/A 48126T104 CUSIP No: TRANSACTIONS IN THE

[SCHEDULE 13D/A 48126T104 CUSIP No: TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 10/24/2014 1,295 15.33 12/18/2014 (100) 16.08 12/19/2014 (6,100) 16.20 12/22/2014 (16,700) 16.30 * Tender Offer EX-1 3 r13daJPMorganChinatran.htm] [Lazard Asset Management LLC 1) I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 05-0530199 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: o o 2) SEC USE ONLY: 3) SOURCE OF FUNDS:* OO 4) o 5) CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware 6) NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: SOLE VOTING POWER: 1,286,259 7) SHARED VOTING]

By | 2016-03-28T21:41:36+00:00 December 31st, 2014|Categories: Chinese Stocks, JFC, Webplus ver|Tags: , , , |0 Comments

IMOS [CHIPMOS TECHNOLOGIES BERMUDA] CORRESP: VIA EDGAR Division of Corporation Finance Mail Stop

[VIA EDGAR Division of Corporation Finance Mail Stop 4720 100 F Street, N.E. Attention: Brian Cascio, Accounting Branch Chief Andri Boerman December 31, 2014 Re: ChipMOS TECHNOLOGIES (Bermuda) LTD. Form 20-F for the Fiscal Year Ended December 31, 2013 Filed April 25, 2014 File No. 000-31106 Ladies and Gentlemen: The comment and response set forth below are keyed to the]

By | 2016-03-17T14:22:48+00:00 December 31st, 2014|Categories: Chinese Stocks, IMOS, Webplus ver|Tags: , , , , , |0 Comments

JFC [JPMORGAN CHINA REGION FUND] SC 13G/A: (Original Filing)

[Lazard Asset Management LLC 1) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP o o 2) SEC USE ONLY 3) CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware 4) NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: SOLE VOTING POWER: 1,286,259 5) SHARED VOTING POWER: - 6) SOLE DISPOSITIVE POWER: 1,286,259 7) SHARED DISPOSITIVE POWER: - 8) AGGREGATE]

By | 2016-03-28T21:42:56+00:00 December 31st, 2014|Categories: Chinese Stocks, JFC, SEC Original|Tags: , , , |0 Comments

IMOS [CHIPMOS TECHNOLOGIES BERMUDA] 20-F/A: (Original Filing)

[EXPLANATORY NOTE This Form 20-F/A is being filed in response to a comment letter from the staff of the SEC to the Company dated December 16, 2014 (the “SEC Comment Letter”). We expect that the SEC Comment Letter and our response letter will be released in due course on the SEC’s Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system at] [CERTIFICATIONS I, Shih-Jye Cheng, certify that: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based] [CERTIFICATIONS I, Shou-Kang Chen, certify that: 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based] [ChipMOS TECHNOLOGIES (Bermuda) LTD. CERTIFICATION Shih-Jye Cheng Chairman and Chief Executive Officer EX-13.1 4 d839261dex131.htm EX-13.1] [ChipMOS TECHNOLOGIES (Bermuda) LTD. CERTIFICATION Shou-Kang Chen Chief Financial Officer EX-13.2 5 d839261dex132.htm EX-13.2] [December 31, 2014 The Board of Directors ChipMOS TECHNOLOGIES (Bermuda) LTD. No. 1, R & D Road 1 Hsinchu Science Park Hsinchu City, 30076 Republic of China Mr. S.J. Cheng Attention: Dear Sirs, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM’S CONSENT Yours faithfully, Certified Public Accountants Hong Kong EX-15.1 6 d839261dex151.htm EX-15.1]

By | 2016-03-17T14:24:33+00:00 December 31st, 2014|Categories: Chinese Stocks, IMOS, SEC Original|Tags: , , , , , |0 Comments

JFC [JPMORGAN CHINA REGION FUND] SC 13G/A: Lazard Asset Management LLC 1) CHECK THE APPROPRIATE

[Lazard Asset Management LLC 1) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP o o 2) SEC USE ONLY 3) CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware 4) NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: SOLE VOTING POWER: 1,286,259 5) SHARED VOTING POWER: - 6) SOLE DISPOSITIVE POWER: 1,286,259 7) SHARED DISPOSITIVE POWER: - 8) AGGREGATE]

By | 2016-03-28T21:43:57+00:00 December 31st, 2014|Categories: Chinese Stocks, JFC, Webplus ver|Tags: , , , |0 Comments
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