[1.(a) Names of Reporting Persons. DLS Capital Management, LLC (b) Tax ID 27-0127949 ---------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [] (b) [] -------------------------------------------------------------------- 3. SEC Use Only . . . . . . . . . . . . . . . . . . . . . . . .]
[April 13, 2014 PERSONAL AND CONFIDENTIAL Highpower International, Inc. Building 1, 68 Xinxia Street, Pinghu Town Longgang District, Shenzhen Guangdong, China 518111 Attention: Dangyu Pan, Chairman of the Board and CEO Dear Sirs: Agreement Broker Company This letter will confirm the understanding and agreement (the “ 1. Engagement Investors Securities Transactions 2. Broker’s Role (a) Offering Documents Review any offering] [highpower international, inc. Holder Initial Exercise Date Termination Date Company Section 1 Definitions Purchase Agreement Section 2 Exercise 1 Exercise Price $6.33 Exercise Price b) Cashless Exercise c) (A) = (B) = (X) = VWAP “ 2 Mechanics of Exercise d) DWAC i. ii. Rescission Rights iii. 3 Buy-In iv. No Fractional Shares or Scrip v. Charges, Taxes and Expenses] [April 16, 2014 Highpower International, Inc. Building A1, Luoshan Industrial Zone, Shanxia, Pinghu, Longgang, Shenzhen, Guangdong, 518111 People’s Republic of China Re: Registration Statement on Form S-3 Commission File No. 333-192168 Ladies and Gentlemen: Based upon the foregoing and subject to the assumptions, limitations and exceptions set forth herein, we are of the opinion that, as of the date hereof:] [SECURITIES PURCHASE AGREEMENT Agreement Company Purchaser Purchasers This Securities Purchase Agreement (this “ Securities Act NOW, THEREFORE, IN CONSIDERATION of the mutual covenants contained in this Agreement, and for other good and valuable consideration the receipt and adequacy of which are hereby acknowledged, the Company and each Purchaser agree as follows: ARTICLE I. Definitions 1.1 Acquiring Person “ Action “] [Highpower International Announces $5.05 Million Registered Direct Offering SAN FRANCISCO, USA and SHENZHEN, CHINA-(April 14, 2014) - Highpower International, Inc. (NASDAQ: HPJ) Highpower International intends to use the proceeds of the offering for general corporate purposes, including research and development, sales and marketing, general and administrative, manufacturing, and capital expenditures. Ardour Capital Investments, LLC acted as the exclusive placement agent] []
[o x Yes Not applicable]
[April 13, 2014 PERSONAL AND CONFIDENTIAL Highpower International, Inc. Building 1, 68 Xinxia Street, Pinghu Town Longgang District, Shenzhen Guangdong, China 518111 Attention: Dangyu Pan, Chairman of the Board and CEO Dear Sirs: Agreement Broker Company This letter will confirm the understanding and agreement (the “ 1. Engagement Investors Securities Transactions 2. Broker’s Role (a) Offering Documents Review any offering] [highpower international, inc. Holder Initial Exercise Date Termination Date Company Section 1 Definitions Purchase Agreement Section 2 Exercise 1 Exercise Price $6.33 Exercise Price b) Cashless Exercise c) (A) = (B) = (X) = VWAP “ 2 Mechanics of Exercise d) DWAC i. ii. Rescission Rights iii. 3 Buy-In iv. No Fractional Shares or Scrip v. Charges, Taxes and Expenses] [April 16, 2014 Highpower International, Inc. Building A1, Luoshan Industrial Zone, Shanxia, Pinghu, Longgang, Shenzhen, Guangdong, 518111 People’s Republic of China Re: Registration Statement on Form S-3 Commission File No. 333-192168 Ladies and Gentlemen: Based upon the foregoing and subject to the assumptions, limitations and exceptions set forth herein, we are of the opinion that, as of the date hereof:] [SECURITIES PURCHASE AGREEMENT Agreement Company Purchaser Purchasers This Securities Purchase Agreement (this “ Securities Act NOW, THEREFORE, IN CONSIDERATION of the mutual covenants contained in this Agreement, and for other good and valuable consideration the receipt and adequacy of which are hereby acknowledged, the Company and each Purchaser agree as follows: ARTICLE I. Definitions 1.1 Acquiring Person “ Action “] [Highpower International Announces $5.05 Million Registered Direct Offering SAN FRANCISCO, USA and SHENZHEN, CHINA-(April 14, 2014) - Highpower International, Inc. (NASDAQ: HPJ) Highpower International intends to use the proceeds of the offering for general corporate purposes, including research and development, sales and marketing, general and administrative, manufacturing, and capital expenditures. Ardour Capital Investments, LLC acted as the exclusive placement agent] []
