[1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Rick Yan -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) PF -------------------------------------------------------------------------------- 2(d) or 2(e) [ ] -------------------------------------------------------------------------------- 6. Citizenship or Place of]