SHI [SINOPEC SHANGHAI PETROCHEMICAL CO] 20-F: (Original Filing)

[ii EXCHANGE RATES ii CERTAIN TERMS AND CONVENTIONS ii PART I 1 ITEM 1. IDENTITY OF DIRECTORS, SENIOR MANAGEMENT AND ADVISORS. 1 ITEM 2. OFFER STATISTICS AND EXPECTED TIMETABLE. 1 ITEM 3. KEY INFORMATION. 1 ITEM 4. INFORMATION ON THE COMPANY. 12 ITEM 4A. UNRESOLVED STAFF COMMENTS. 32 ITEM 5. OPERATING AND FINANCIAL REVIEW AND PROSPECTS. 32 ITEM 6. DIRECTORS,] [TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.01. American Depositary Shares 1 SECTION 1.02. Commission 2 SECTION 1.03. Company 2 SECTION 1.04. Custodian 2 SECTION 1.05. Deposit Agreement] [A LIST OF SUBSIDIARIES A list of Sinopec Shanghai Petrochemical Company Limited’s principal subsidiaries is provided in Note 1 to the consolidated financial statements included in this annual report under Item 17. EX-8 3 d338922dex8.htm A LIST OF SUBSIDIARIES OF SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED] [CERTIFICATION I, Rong Guangdao, certify that: 1. I have reviewed this annual report on Form 20-F of Sinopec Shanghai Petrochemical Company Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such] [CERTIFICATION I, Ye Guohua, certify that: 1. I have reviewed this annual report on Form 20-F of Sinopec Shanghai Petrochemical Company Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such] [906 CERTIFICATION 100 F Street, N.E. Ladies and Gentlemen: 1. 2. the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. Rong Guangdao Chairman EX-13.1 6 d338922dex131.htm CERTIFICATION OF PRESIDENT REQUIRED BY RULE 13A-14(B)] [906 CERTIFICATION 100 F Street, N.E. Ladies and Gentlemen: 1. 2. the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. Ye Guohua Chief Financial Officer EX-13.2 7 d338922dex132.htm CERTIFICATION OF CHIEF FINANCIAL OFFICER REQUIRED BY RULE 13A-14(B)]

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DQ [DAQO NEW ENERGYRP.] 20-F: INTRODUCTION 1 2 PART I 2 ITEM1. IDENTITY

[INTRODUCTION 1 2 PART I 2 ITEM1. IDENTITY OF DIRECTORS, SENIOR MANAGEMENT ANDVISERS 2 ITEM2. OFFER STATISTICS AND EXPECTED TIMETABLE 2 ITEM3. KEY INFORMATION 3 ITEM4. INFORMATION ON THEMPANY 27 ITEM4a. UNRESOLVED STAFFMMENTS 39 ITEM5. OPERATING AND FINANCIAL REVIEW AND PROSPECTS 39 ITEM6. DIRECTORS, SENIOR MANAGEMENT AND EMPLOYEES] [Loanntract for Fixedsets STYLE="font-family:Times New Roman" SIZE="2"> JDC2011003 No.: Borrower Xinjiangqo New Energy 650000410003977 STYLE="font-family:Times New Roman" SIZE="2">Business License No.: Guangfu Xu Legal Representative/Person in Charge: No.2-13, 37 Bei Si Rd (E), 56 Residential Quarters, Shihezi Economic Development Zone, Xinjiang Domicile: 832000 Postde: Bank of China, Bei Er Rd Sub-branch, 108217634297] [STYLE="font-family:Times New Roman" SIZE="2">Contract No.: Wan Zhou Sub-branch Year 2011 Gong Gui Zi No.2901012011100666 Loanntract for Fixedsets STYLE="font-family:Times New Roman" SIZE="2"> Chongqingqo New Energy Borrower: Chongqing Ruralmmercial Bank 1 Dear client: STYLE="font-family:Times New Roman" SIZE="2">With an aim tofeguard your interests, pleaserefully read the following notes before executing thisntract:] [STYLE="font-family:Times New Roman" SIZE="2">JIANYUYINTUANDUANQI[2011]001 SYNDICATED LOANREEMENT IN AMOUNT OF RMB200,000,000 STYLE="font-family:Times New Roman" SIZE="2">Among Chongqingqo New Energy the Borrower Chinanstruction Bank, Chongqing Branch STYLE="font-family:Times New Roman" SIZE="2">As the Lead Manager Chinanstruction Bank, Wanzhou Branch China Everbright Bank, Chongqing Branch STYLE="font-family:Times New Roman" SIZE="2">As the Lenders] [FIXEDSETS LOANREEMENT STYLE="font-family:Times New Roman" SIZE="2"> Huaxia Bank 1 FIXEDSETS LOANREEMENT LQ09102011110085 No.: Chongqingqo New Energy Party A (the Borrower): Xian Jia Village, Longdu, Wanzhou District, Chongqing, China STYLE="font-family:Times New Roman" SIZE="2">Domicile: 404000 Guangfu Xu Postde: 023-64866606 023-64866688 Tel:nstruction Bank Wanzhou Branch] [FIXEDSETS LOANREEMENT STYLE="font-family:Times New Roman" SIZE="2"> Huaxia Bank 1 FIXEDSETS LOANREEMENT LQ09102011110090 No.: Chongqingqo New Energy Party A (the Borrower): Xian Jia Village, Longdu, Wanzhou District, Chongqing, China Domicile: 404000 Postde: Guangfu Xu Legal representative: 023-64866606 Tel: 023-64866688 Fax:nstruction Bank Wanzhou Branch] [High-voltage Electricity Supplyreement STYLE="font-family:Times New Roman" SIZE="2">reement No.: 316001870302 Supplier: Chongqing Electricitympany Wanzhou Supply Bureaunsumer: Chongqingqo New Energy Signing Place: No.200, Baoshan Road, Shuanghekou, Wanzhou District 1 NOW THEREFORE, Chapter 1 Basic Situations of Electricity Supply andnsumption STYLE="font-family:Times New Roman" SIZE="2"> Article 1.dress of Electricitynsumption] [STYLE="font-family:Times New Roman" SIZE="2">File No.: CGYXGQ2011-005 Natural Gas Supply and Usereement Supplier User STYLE="font-family:Times New Roman" SIZE="2"> 1 Chongqing Chuangang Gasmpany Supplier Chongqingqo New Energy User gasreement Thisreement is entered into by and between NOW THEREFORE Chapter 1 Definitionsntracted Gas Volume: refers to the Annual Gas Supply, Monthly Gas Supply andily Gas Supplyreed by both] [List of Subsidiaries Subsidiaries: Jurisdiction oforporation : Chongqingqo New Energy Peoples Republic of China Nanjingqo New Energy Peoples Republic of Chinaqo Solar Energy North America Xinjiangqo New Energy Peoples Republic of Chinago New Energys (Canada) Ontario,nada] [SIZE="1"> I, Gongda Yao, certify that: 1. I have reviewed this annual report on Form20-F ofqo,; 2. Based on my knowledge, this report does notntain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were] [SIZE="1"> Certification by the Principal Financial Officer I, Bing Sun, certify that: 1. I have reviewed this annual report on Form20-F ofqo,; 2. Based on my knowledge, this report does notntain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the] [SIZE="1"> (2)The informationntained in the Report fairly presents, inl material respects, the financialndition and results of operations of thempany. d295589dex131.htm 12 EX-13.1] [SIZE="1"> Certification by the Principal Financial Officer (2) The informationntained in the Report fairly presents, inl material respects, the financialndition and results of operations of thempany. d295589dex132.htm 13 EX-13.2] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM STYLE="font-family:Times New Roman" SIZE="2">Wensent to theorporation by reference in the Registration Statement No. 333-172234 on Form S-8 of our reportsted April 30, 2012 relating to thensolidated financial statements and the financial statementhedule ofqo New Energyrp. and its subsidiaries and variable interest entity, and the effectiveness ofqo New Energyrp.]

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SHI [SINOPEC SHANGHAI PETROCHEMICAL CO] 20-F: ii EXCHANGE RATES ii CERTAIN TERMS AND CONVENTIONS

[ii EXCHANGE RATES ii CERTAIN TERMS AND CONVENTIONS ii PART I 1 ITEM 1. IDENTITY OF DIRECTORS, SENIOR MANAGEMENT AND ADVISORS. 1 ITEM 2. OFFER STATISTICS AND EXPECTED TIMETABLE. 1 ITEM 3. KEY INFORMATION. 1 ITEM 4. INFORMATION ON THE COMPANY. 12 ITEM 4A. UNRESOLVED STAFF COMMENTS. 32 ITEM 5. OPERATING AND FINANCIAL REVIEW AND PROSPECTS. 32 ITEM 6. DIRECTORS,] [TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.01. American Depositary Shares 1 SECTION 1.02. Commission 2 SECTION 1.03. Company 2 SECTION 1.04. Custodian 2 SECTION 1.05. Deposit Agreement] [A LIST OF SUBSIDIARIES A list of Sinopec Shanghai Petrochemical Company Limited’s principal subsidiaries is provided in Note 1 to the consolidated financial statements included in this annual report under Item 17. EX-8 3 d338922dex8.htm A LIST OF SUBSIDIARIES OF SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED] [CERTIFICATION I, Rong Guangdao, certify that: 1. I have reviewed this annual report on Form 20-F of Sinopec Shanghai Petrochemical Company Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such] [CERTIFICATION I, Ye Guohua, certify that: 1. I have reviewed this annual report on Form 20-F of Sinopec Shanghai Petrochemical Company Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such] [906 CERTIFICATION 100 F Street, N.E. Ladies and Gentlemen: 1. 2. the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. Rong Guangdao Chairman EX-13.1 6 d338922dex131.htm CERTIFICATION OF PRESIDENT REQUIRED BY RULE 13A-14(B)] [906 CERTIFICATION 100 F Street, N.E. Ladies and Gentlemen: 1. 2. the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. Ye Guohua Chief Financial Officer EX-13.2 7 d338922dex132.htm CERTIFICATION OF CHIEF FINANCIAL OFFICER REQUIRED BY RULE 13A-14(B)]

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JRJC [China Finance Online] 20-F: (Original Filing)

[Jun Wang, Chief Financial Officer Telephone: + (86 10) 58325288 Email: ir@jrj.com Facsimile: + (86 10)58325200 9/F, Tower C, Corporate Square No.35 Financial Street, Xicheng District Beijing 100033, China (Name, Telephone, Email and/or Facsimile number and Address of Company Contact Person) Title of each class Name of each exchange on which registered None None American Depositary Shares, each representing 5] [[Translated from the original Chinese version] FRAMWORK AGREEMENT ON EXERCISING PURCHASE OPTION among SHAOMING SHI and LIN YANG and SHENZHEN SHANGTONG SOFTWARE CO., LTD FORTUNE (BEIJING) SUCCESS TECHNOLOGY CO., LTD. JANUARY, 2012 BEIJING, CHINA The framework agreement is entered into as of the date of January 1, 2012 in Beijing, People’s Republic of China (the “PRC”) by and among the] [[Translated from the original Chinese version] FRAMWORK AGREEMENT ON EXERCISING PURCHASE OPTION among LIN YANG and LINGHAI MA and SHENZHEN SHANGTONG SOFTWARE CO., LTD FORTUNE (BEIJING) SUCCESS TECHNOLOGY CO., LTD. JANUARY, 2012 BEIJING, CHINA The framework agreement is entered into as of the date of January 1, 2012 in Beijing, People’s Republic of China (the “PRC”) by and among the] [[Translated from the original Chinese version] PURCHASE OPTION AND COOPERATION AGREEMENT among FORTUNE (BEIJING) SUCCESS TECHNOLOGY CO., LTD. LINGHAI MA LIN YANG and SHENZHEN SHANGTONG SOFTWARE CO., LTD. January 1, 2012 BEIJING, CHINA PURCHASE OPTION AND COOPERATION AGREEMENT This Purchase Option and Cooperation Agreement (“this Agreement”) is entered into in Beijing, People’s Republic of China (the “PRC’) on January 1,] [[Translated from the original Chinese version] SHARE PLEDGE CONTRACT This Share Pledge Contract (this “Contract”) is executed by and among the following parties on January 1, 2012. Pledgor A: Linghai Ma ID No.: 210821197010201014 Address: 9th Floor of Tower C, Corporate Square, 35 Financial Street, Xicheng District, Beijing Pledgor B: Lin Yang ID No.: 371100197603010016 Address: 9th Floor of Tower] [[Translated from the original Chinese version] FRAMWORK AGREEMENT ON EXERCISING PURCHASE OPTION among LIN YANG and SHENZHEN NEWRAND SECURITIES ADVISORY AND INVESTMENT CO., LTD. FORTUNE SOFTWARE (BEIJING) CO., LTD. BEIJING FUHUA INNOVATION TECHNOLOGY DEVELOPMENT CO., LTD. JANUARY, 2012 BEIJING, CHINA The framework agreement is entered into as of the date of January 11, 2012 in Beijing, People’s Republic of China] [[Translated from the original Chinese version] FRAMWORK AGREEMENT ON EXERCISING PURCHASE OPTION among LINGHAI MA and SHENZHEN NEWRAND SECURITIES ADVISORY AND INVESTMENT CO., LTD. FORTUNE SOFTWARE (BEIJING) CO., LTD. BEIJING FUHUA INNOVATION TECHNOLOGY DEVELOPMENT CO., LTD. FORTUNE (BEIJING) SUCCESS TECHNOLOGY CO., LTD JANUARY, 2012 BEIJING, CHINA The framework agreement is entered into as of the date of January 11, 2012] [[Translated from the original Chinese version] PURCHASE OPTION AGREEMENT among FORTUNE SOFTWARE (BEIJING) CO., LTD. LIN YANG and SHENZHEN NEWRAND SECURITIES ADVISORY AND INVESTMENT CO., LTD. JANUARY 11, 2012 BEIJING, CHINA PURCHASE OPTION AGREEMENT This Purchase Option Agreement (“this Agreement”) is entered into in Beijing, People’s Republic of China (the “PRC”) on January 11, 2012 by and among: Party A:] [[Translated from the original Chinese version] PURCHASE OPTION AGREEMENT among FORTUNE SOFTWARE (BEIJING) CO., LTD. LINGHAI MA and SHENZHEN NEWRAND SECURITIES ADVISORY AND INVESTMENT CO., LTD. JANUARY 11, 2012 BEIJING, CHINA PURCHASE OPTION AGREEMENT This Purchase Option Agreement (“this Agreement”) is entered into in Beijing, People’s Republic of China (the “PRC”) on January 11, 2012 by and among: Party A:] [No. SZ12ZD02-01 [Translated from the original Chinese version] PROPRIETARY INFORMATION LICENSE AGREEMENT Agreement No.: SZ12ZD02-01 License No.: SHENZHENGXU 12ZD02-01 PARTY A: SHENZHEN SECURITIES INFORMATION CO., LTD. ADDRESS: F6, BUILDING 10, SHANGBU INDUSTRIAL ZONE, WEST HONGLI ROAD, SHENZHEN POSTAL CODE: 518028 NAME IN ENGLISH: SHENZHEN SECURITIES INFORMATION CO., LTD. PARTY B: BEIJING FUHUA INNOVATION TECHNOLOGY DEVELOPMENT CO., LTD ADDRESS: FLOOR 9,] [[Translated from the original Chinese version] SECURITIES INFORMATION LICENSE CONTRACT Contract No:L12006028 Address: 528 Pudong South Road, Shanghai Party B: Beijing Fuhua Innovation Technology Development Co., Ltd. Address: 9/F., Tower C, Corporate Square, No.35 Financial Street, Xicheng District, Beijing Whereas: Upon friendly negotiation, Party A and Party B agree upon Party A’s grant to Party B a license to operate] [Market Data Vendor Licence Agreement AN AGREEMENT st day of March, 2011 BETWEEN:- (1) HKEx INFORMATION SERVICES LIMITED (“HKEx-IS”) (2) (“the Licensee”) The person whose name and address is set out in Schedule 1 WHEREAS:- (A) HKEx-IS is an indirect wholly owned subsidiary of Hong Kong Exchanges and Clearing Limited. (B) It has been agreed that HKEx-IS will grant to] [The following table sets forth the details of our principle subsidiaries and significant PRC-incorporated affiliates as of December 31, 2011: Name Jurisdiction Legal Fortune Software (Beijing) Co., Ltd. PRC 100% China Finance Online (Beijing) Co., Ltd. PRC 100% Beijing Fuhua Innovation Technology Development Co., Ltd. * PRC Nil Fortune (Beijing) Success Technology Co., Ltd. PRC 100% Fortune (Beijing) Wisdom Technology] [I, Zhao Zhiwei, certify that: 1. I have reviewed this annual report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [Certification by the Principal Financial Officer I, Jeff Wang, certify that: 1. I have reviewed this annual report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of] [CERTIFICATION OF PERIODIC FINANCIAL REPORT SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.] [CERTIFICATION OF PERIODIC FINANCIAL REPORT SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statement No. 333-139192 on Form S-8/A and Registration Statements No. 333-157670, No. 333-139192 and No 333-123802 on Form S-8 of our reports dated April 27, 2012, relating to the consolidated financial statements and financial statement schedule of China Finance Online Co. Limited, its] [April 23, 2012 The Directors, China Finance Online Limited 9th Floor, International Enterprise Plaza No. 35 Finance Street Beijing 100145, PRC Subject: WRITTEN CONSENT OF AMERICAN APPRAISAL CHINA LIMITED Yours faithfully, AMERICAN APPRAISAL CHINA LIMITED EX-15.2 19 d295980dex152.htm WRITTEN CONSENT OF AMERICAN APPRAISAL CHINA LIMITED]

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JRJC [China Finance Online] 20-F: Jun Wang, Chief Financial Officer Telephone: + (86

[Jun Wang, Chief Financial Officer Telephone: + (86 10) 58325288 Email: ir@jrj.com Facsimile: + (86 10)58325200 9/F, Tower C, Corporate Square No.35 Financial Street, Xicheng District Beijing 100033, China (Name, Telephone, Email and/or Facsimile number and Address of Company Contact Person) Title of each class Name of each exchange on which registered None None American Depositary Shares, each representing 5] [[Translated from the original Chinese version] FRAMWORK AGREEMENT ON EXERCISING PURCHASE OPTION among SHAOMING SHI and LIN YANG and SHENZHEN SHANGTONG SOFTWARE CO., LTD FORTUNE (BEIJING) SUCCESS TECHNOLOGY CO., LTD. JANUARY, 2012 BEIJING, CHINA The framework agreement is entered into as of the date of January 1, 2012 in Beijing, People’s Republic of China (the “PRC”) by and among the] [[Translated from the original Chinese version] FRAMWORK AGREEMENT ON EXERCISING PURCHASE OPTION among LIN YANG and LINGHAI MA and SHENZHEN SHANGTONG SOFTWARE CO., LTD FORTUNE (BEIJING) SUCCESS TECHNOLOGY CO., LTD. JANUARY, 2012 BEIJING, CHINA The framework agreement is entered into as of the date of January 1, 2012 in Beijing, People’s Republic of China (the “PRC”) by and among the] [[Translated from the original Chinese version] PURCHASE OPTION AND COOPERATION AGREEMENT among FORTUNE (BEIJING) SUCCESS TECHNOLOGY CO., LTD. LINGHAI MA LIN YANG and SHENZHEN SHANGTONG SOFTWARE CO., LTD. January 1, 2012 BEIJING, CHINA PURCHASE OPTION AND COOPERATION AGREEMENT This Purchase Option and Cooperation Agreement (“this Agreement”) is entered into in Beijing, People’s Republic of China (the “PRC’) on January 1,] [[Translated from the original Chinese version] SHARE PLEDGE CONTRACT This Share Pledge Contract (this “Contract”) is executed by and among the following parties on January 1, 2012. Pledgor A: Linghai Ma ID No.: 210821197010201014 Address: 9th Floor of Tower C, Corporate Square, 35 Financial Street, Xicheng District, Beijing Pledgor B: Lin Yang ID No.: 371100197603010016 Address: 9th Floor of Tower] [[Translated from the original Chinese version] FRAMWORK AGREEMENT ON EXERCISING PURCHASE OPTION among LIN YANG and SHENZHEN NEWRAND SECURITIES ADVISORY AND INVESTMENT CO., LTD. FORTUNE SOFTWARE (BEIJING) CO., LTD. BEIJING FUHUA INNOVATION TECHNOLOGY DEVELOPMENT CO., LTD. JANUARY, 2012 BEIJING, CHINA The framework agreement is entered into as of the date of January 11, 2012 in Beijing, People’s Republic of China] [[Translated from the original Chinese version] FRAMWORK AGREEMENT ON EXERCISING PURCHASE OPTION among LINGHAI MA and SHENZHEN NEWRAND SECURITIES ADVISORY AND INVESTMENT CO., LTD. FORTUNE SOFTWARE (BEIJING) CO., LTD. BEIJING FUHUA INNOVATION TECHNOLOGY DEVELOPMENT CO., LTD. FORTUNE (BEIJING) SUCCESS TECHNOLOGY CO., LTD JANUARY, 2012 BEIJING, CHINA The framework agreement is entered into as of the date of January 11, 2012] [[Translated from the original Chinese version] PURCHASE OPTION AGREEMENT among FORTUNE SOFTWARE (BEIJING) CO., LTD. LIN YANG and SHENZHEN NEWRAND SECURITIES ADVISORY AND INVESTMENT CO., LTD. JANUARY 11, 2012 BEIJING, CHINA PURCHASE OPTION AGREEMENT This Purchase Option Agreement (“this Agreement”) is entered into in Beijing, People’s Republic of China (the “PRC”) on January 11, 2012 by and among: Party A:] [[Translated from the original Chinese version] PURCHASE OPTION AGREEMENT among FORTUNE SOFTWARE (BEIJING) CO., LTD. LINGHAI MA and SHENZHEN NEWRAND SECURITIES ADVISORY AND INVESTMENT CO., LTD. JANUARY 11, 2012 BEIJING, CHINA PURCHASE OPTION AGREEMENT This Purchase Option Agreement (“this Agreement”) is entered into in Beijing, People’s Republic of China (the “PRC”) on January 11, 2012 by and among: Party A:] [No. SZ12ZD02-01 [Translated from the original Chinese version] PROPRIETARY INFORMATION LICENSE AGREEMENT Agreement No.: SZ12ZD02-01 License No.: SHENZHENGXU 12ZD02-01 PARTY A: SHENZHEN SECURITIES INFORMATION CO., LTD. ADDRESS: F6, BUILDING 10, SHANGBU INDUSTRIAL ZONE, WEST HONGLI ROAD, SHENZHEN POSTAL CODE: 518028 NAME IN ENGLISH: SHENZHEN SECURITIES INFORMATION CO., LTD. PARTY B: BEIJING FUHUA INNOVATION TECHNOLOGY DEVELOPMENT CO., LTD ADDRESS: FLOOR 9,] [[Translated from the original Chinese version] SECURITIES INFORMATION LICENSE CONTRACT Contract No:L12006028 Address: 528 Pudong South Road, Shanghai Party B: Beijing Fuhua Innovation Technology Development Co., Ltd. Address: 9/F., Tower C, Corporate Square, No.35 Financial Street, Xicheng District, Beijing Whereas: Upon friendly negotiation, Party A and Party B agree upon Party A’s grant to Party B a license to operate] [Market Data Vendor Licence Agreement AN AGREEMENT st day of March, 2011 BETWEEN:- (1) HKEx INFORMATION SERVICES LIMITED (“HKEx-IS”) (2) (“the Licensee”) The person whose name and address is set out in Schedule 1 WHEREAS:- (A) HKEx-IS is an indirect wholly owned subsidiary of Hong Kong Exchanges and Clearing Limited. (B) It has been agreed that HKEx-IS will grant to] [The following table sets forth the details of our principle subsidiaries and significant PRC-incorporated affiliates as of December 31, 2011: Name Jurisdiction Legal Fortune Software (Beijing) Co., Ltd. PRC 100% China Finance Online (Beijing) Co., Ltd. PRC 100% Beijing Fuhua Innovation Technology Development Co., Ltd. * PRC Nil Fortune (Beijing) Success Technology Co., Ltd. PRC 100% Fortune (Beijing) Wisdom Technology] [I, Zhao Zhiwei, certify that: 1. I have reviewed this annual report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [Certification by the Principal Financial Officer I, Jeff Wang, certify that: 1. I have reviewed this annual report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of] [CERTIFICATION OF PERIODIC FINANCIAL REPORT SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.] [CERTIFICATION OF PERIODIC FINANCIAL REPORT SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statement No. 333-139192 on Form S-8/A and Registration Statements No. 333-157670, No. 333-139192 and No 333-123802 on Form S-8 of our reports dated April 27, 2012, relating to the consolidated financial statements and financial statement schedule of China Finance Online Co. Limited, its] [April 23, 2012 The Directors, China Finance Online Limited 9th Floor, International Enterprise Plaza No. 35 Finance Street Beijing 100145, PRC Subject: WRITTEN CONSENT OF AMERICAN APPRAISAL CHINA LIMITED Yours faithfully, AMERICAN APPRAISAL CHINA LIMITED EX-15.2 19 d295980dex152.htm WRITTEN CONSENT OF AMERICAN APPRAISAL CHINA LIMITED]

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AMCN [AIRMEDIA] 20-F: FORM 20-F (Mark One) OR December 31, 2011

[FORM 20-F (Mark One) OR December 31, 2011 For the fiscal year ended OR OR Date of event requiring this shell company report _________________________ For the transition period from ___________to ___________. 001-33765 AIRMEDIA GROUP INC. Not Applicable Cayman Islands (Jurisdiction of incorporation or organization) 17/F, Sky Plaza No. 46 Dongzhimenwai Street Dongcheng District, Beijing 100027 The People’s Republic of China] [Summary of Framework Cooperation Agreement Party A: AirMedia Group Co., Ltd. Address: 15/F, Sky Plaza, No.46 of Dongzhimenwai Avenue, Dongcheng District, Beijing, the PRC Legal Representative: Guo Man Party B: Beijing Super TV Co., Ltd Address: Jingmeng High-Tech Building B, 4th Floor, No. 5 Shangdi East Road, Haidian District, Beijing, the PRC Legal Representative: Zhu Jianhua I. Incorporation of New] [Summary of Supplemental Agreement to Framework Cooperation Agreement Party A: AirMedia Group Co., Ltd. Address: 15/F, Sky Plaza, No.46 of Dongzhimenwai Avenue, Dongcheng District, Beijing, the PRC Legal Representative: Guo Man Party B: Beijing Super TV Co., Ltd Address: Jingmeng High-Tech Building B, 4th Floor, No. 5 Shangdi East Road, Haidian District, Beijing, the PRC Legal Representative: Zhu Jianhua Party] [AIRMEDIA GROUP INC. 2011 SHARE INCENTIVE PLAN ARTICLE 1 PURPOSE Plan Company ARTICLE 2 DEFINITIONS AND CONSTRUCTION Wherever the following terms are used in the Plan they shall have the meanings specified below, unless the context clearly indicates otherwise. The singular pronoun shall include the plural where the context so indicates. 2.1 “ Award 2.2 “ Award Agreement 2.3 “] [List of Subsidiaries Wholly-Owned Subsidiaries Place of Incorporation 1. Broad Cosmos Enterprises Ltd. British Virgin Islands 2. Air Media International Ltd. British Virgin Islands 3. Excel Lead International Limited British Virgin Islands 4. Dominant City Ltd. British Virgin Islands 5. Easy Shop Limited British Virgin Islands 6. Air Media (China) Limited Hong Kong 7. Glorious Star Investment Limited Hong Kong] [CERTIFICATIONS I, Herman Man Guo, certify that: 1. I have reviewed this annual report on Form 20-F of AirMedia Group Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [CERTIFICATIONS I, Ping Sun, certify that: 1. I have reviewed this annual report on Form 20-F of AirMedia Group Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. Herman Man Guo Chief Executive Officer] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. Ping Sun Chief Financial Officer (Principal Financial and Accounting Officer)] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statements No. 333-148352, 333-164219 on Form S-8 and No. 333-161067 on Form F-3 of our reports dated April 30, 2012, relating to the consolidated financial statements and financial statement schedule of AirMedia Group Inc., its subsidiaries, its variable interest entities (the “VIEs”) and] [通 商 律 師 事 務 所 Commerce & Finance Law Offices www.tongshang.com April 30, 2012 AirMedia Group Inc. Dear Sirs, Sincerely Yours, Commerce & Finance Law Offices] [AirMedia Group Inc. April 30, 2012 Dear Sirs AirMedia Group Inc. Company SEC Annual Report We have acted as legal advisors as to the laws of the Cayman Islands to AirMedia Group Inc., an exempted limited liability company incorporated in the Cayman Islands (the " Yours faithfully]

By | 2016-03-22T23:25:16+00:00 April 30th, 2012|Categories: AMCN, Chinese Stocks, Webplus ver|Tags: , , , , , |0 Comments
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UTSI [UTSTARCOMS] 20-F: (Original Filing)

[FORM 20-F o OR ý For the Fiscal Year Ended December 31, 2011 OR o For the transition period from to OR o UTStarcom Holdings Corp. N/A Cayman Islands (Jurisdiction of incorporation or organization) 52-2 Building, BDA International Enterprise Avenue Jing Ou-Yang None Title of Each Class Name of Exchange on which Registered Ordinary Shares, $0.00125 par value The NASDAQ] [EX-4.3 2 a2209029zex-4_3.htm EX-4.3] [SUBSIDIARIES OF UTSTARCOM HOLDINGS CORP. Name Place of Incorporation Proportion of UTStarcom, Inc.(1) U.S.A 100 % UTStarcom International Products, Inc. U.S.A 100 % UTStarcom International Services, Inc. U.S.A 100 % IssanniCommnications, Inc. U.S.A 100 % UTStarcom (China), Co., Ltd(1) China 100 % UTStarcom Telecom Co., Ltd(1) China 100 % UTStarcom (Chongqing) Telecom Co., Ltd. China] [CERTIFICATION I, Jack Lu, certify that: 1. I have reviewed this annual report on Form 20-F of UTStarcom Holdings Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were] [CERTIFICATION I, Jin Jiang, certify that: 1. I have reviewed this annual report on Form 20-F of UTStarcom Holdings Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were] [(1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: April 27, 2012 Jack Lu President and Chief Executive Officer EX-13.1 6 a2209029zex-13_1.htm EX-13.1] [(1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: April 27, 2012 Jin Jiang Senior Vice President and Chief Financial Officer EX-13.2 7 a2209029zex-13_2.htm EX-13.2] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. 333-108817, 333-84710, 333-44548, 333-60150, 333-120564, 333-127850, 333-136551 and 333-161639) of UTStarcom Holdings Corp. of our report dated April 27, 2012 relating to the consolidated financial statements, financial statement schedules and the effectiveness of internal control over financial]

By | 2016-03-01T12:28:37+00:00 April 27th, 2012|Categories: Chinese Stocks, SEC Original, UTSI|Tags: , , , , , |0 Comments
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CHNR [CHINA NATURAL RESOURCES] 20-F: ¨ þ Yes ¨ þ Yes þ ¨

[¨ þ Yes ¨ þ Yes þ ¨ Yes ¨ ¨ Yes ¨ Large Accelerated Filer þ Accelerated Filer ¨ Non-Accelerated Filer ¨ U.S. GAAP International Financial Reporting Standards as issued ¨ Other þ By the International Accounting Standards Board ¨ ¨ Item 17 ¨ þ Yes CONVENTIONS References to “Baiping Mining” are to Jinsha Baiping Mining Co. Ltd., a] [Fixed Asset Loan Agreement Number: 2011 Ying Zi Number 1111200015 ■ / Lender: Guiyang Branch Principal Officer: Zhang Qing Dian Borrower: Guizhou Dayun Mining Co. Ltd. (hereinafter referred to as “Party B”) Legal Representative/ Principal Officer: Jia Zhi Gang Party A and Party B, through friendly negotiations, reach an agreement on Party A providing a fixed asset loan for Party] [Name Jurisdiction of Incorporation Percentage Ownership Bijie Feishang Energy Co. Ltd. People’s Republic of China 100% (held by Guizhou Puxin) China Coal Mining Investments Limited Hong Kong Special Administrative Region Feishang Dayun Coal Mining Limited Hong Kong Special Administrative Region 100% (held by Pineboom) Feishang Mining Holdings Limited British Virgin Islands Feishang Yongfu Mining Limited Hong Kong Special Administrative Region] [I, Li Feilie, certify that: 1. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. 4.] [I, Wong Wah On Edward, certify that: 1. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;] [(2) The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company. Li Feilie Chief Executive Officer April 27, 2012 EX-13.1 6 chnr_ex13z1.htm CERTIFICATION] [(2) The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company. Wong Wah On Edward Chief Financial Officer April 27, 2012 EX-13.2 7 chnr_ex13z2.htm CERTIFICATION] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the following Registration Statements: (1) Form S-8 (Registration No. 333-146790) pertaining to the 2003 Equity Compensation Plan of China Resources Development, Inc., the predecessor to China Natural Resources, Inc. (the “Company”), and (2) Form F-3 (Registration No. 333-163702) of the Company; of our reports dated]

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CSIQ [Canadian Solar] 20-F: Form 20-F (Mark One) o OR ý For

[Form 20-F (Mark One) o OR ý For the fiscal year ended December 31, 2011. OR o OR o Date of event requiring this shell company report For the transition period from to CANADIAN SOLAR INC. N/A Canada 545 Speedvale Avenue West Michael G. Potter, Chief Financial Officer Title of Each Class Name of Each Exchange on Which Registered Common] [QuickLinks -- Click here to rapidly navigate through this document LIST OF SUBSIDIARIES Name of Significant Subsidiaries Country of Incorporation Ownership Interest CSI Solartronics (Changshu) Co., Ltd. People's Republic of China 100 % CSI Solar Technologies Inc. People's Republic of China CSI Solar Manufacture Inc. People's Republic of China CSI Solar New Energy (Suzhou) Co. Ltd. People's Republic of China] [QuickLinks -- Click here to rapidly navigate through this document Certification by the Chief Executive Officer I, Shawn (Xiaohua) Qu, certify that: 1. I have reviewed this annual report on Form 20-F of Canadian Solar Inc. (the "Company"); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a] [QuickLinks -- Click here to rapidly navigate through this document Certification by the Chief Financial Officer I, Michael G. Potter, certify that: 1. I have reviewed this annual report on Form 20-F of Canadian Solar Inc. (the "Company"); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a] [QuickLinks -- Click here to rapidly navigate through this document Certification by the Chief Executive Officer (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Shawn (Xiaohua) Qu Chief Executive Officer EX-13.1 5 a2209108zex-13_1.htm EX-13.1] [QuickLinks -- Click here to rapidly navigate through this document Certification by the Chief Financial Officer (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Michael G. Potter Chief Financial Officer EX-13.2 6 a2209108zex-13_2.htm EX-13.2] [QuickLinks -- Click here to rapidly navigate through this document CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement Nos. 333-147042 and 333-178187 on Form S-8 of our reports dated April 27, 2012, relating to the financial statements and financial statement schedule of Canadian Solar Inc. and subsidiaries (the "Company"), and the]

By | 2016-03-16T13:34:26+00:00 April 27th, 2012|Categories: Chinese Stocks, CSIQ, Webplus ver|Tags: , , , , , |0 Comments
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CHRM [Charm Communications] 20-F: (Original Filing)

[None None Indicate the number of outstanding shares of each of the Issuer’s classes of capital or common stock as of the close of the period covered by the annual report. 15,466,176 Class A ordinary shares and 62,500,000 Class B ordinary shares, par value US$0.0001 per share, as of December 31, 2011 ¨ x ¨ x x ¨ x ¨] [CHARM COMMUNICATIONS INC. 2011 SHARE INCENTIVE PLAN 1. Purpose of the Plan The purpose of the Plan is to aid the Company and its Affiliates in recruiting and retaining key employees, directors or consultants of outstanding ability and to motivate such employees, directors or consultants to exert their best efforts on behalf of the Company and its Affiliates by providing] [Wholly Owned Subsidiaries • • • • • • • • • Best Ranking Limited (incorporated in the British Virgin Islands) • Charm New Media (Hong Kong) Ltd. (incorporated in Hong Kong) • Charm Future Media (Hong Kong) Ltd. (incorporated in Hong Kong) • Charm Electronic Media (Hong Kong) Ltd. (incorporated in Hong Kong) • Charm Digital Media (Hong Kong)] [CERTIFICATION OF OUR CHIEF EXECUTIVE OFFICER I, He Dang, certify that: 1. I have reviewed this annual report on Form 20-F of Charm Communications Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances] [CERTIFICATION OF OUR CHIEF FINANCIAL OFFICER I, Wei Zhou, certify that: 1. I have reviewed this annual report on Form 20-F of Charm Communications Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances] [CERTIFICATION OF PERIODIC FINANCIAL REPORT 1. 2. The information contained in the report fairly presents, in all material respects, the financial condition and results of operations of the company. He Dang Chief Executive Officer * A signed original of this written statement required by Section 906 of the Sarbanes-Oxley Act of 2002 has been provided to the company and will] [CERTIFICATION OF PERIODIC FINANCIAL REPORT 1. 2. The information contained in the report fairly presents, in all material respects, the financial condition and results of operations of the company. Wei Zhou Chief Financial Officer * A signed original of this written statement required by Section 906 of the Sarbanes-Oxley Act of 2002 has been provided to the company and will] [Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the Registration Statement No. 333-170504 on Form S-8 of our reports dated April 27, 2012, relating to the consolidated financial statements and financial statement schedule of Charm Communications Inc., its subsidiaries and its variable interest entity (collectively, the “Group”) and the effectiveness of the Group’s]

By | 2016-03-26T03:14:44+00:00 April 27th, 2012|Categories: Chinese Stocks, CHRM, SEC Original|Tags: , , , , , |0 Comments
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