CBAK [CHINA BAK BATTERY] 10-Q: (Original Filing)

[FORM 10−Q (Mark One) March 31, 2016 For the quarterly period ended: For the transition period from _____________ to _____________ 001-32898 CHINA BAK BATTERY, INC. Nevada 88-0442833 (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian City, Liaoning Province, China, 116422 People’s Republic of China (86)(411)-3918-5985 _____________________________________________________ Large] [CERTIFICATIONS I, Yunfei Li, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [CERTIFICATIONS I, Wenwu Wang, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th Yunfei Li] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th (Principal Financial and Accounting Officer)]

CBAK [CHINA BAK BATTERY] 10-Q: FORM 10−Q (Mark One) March 31, 2016 For

[FORM 10−Q (Mark One) March 31, 2016 For the quarterly period ended: For the transition period from _____________ to _____________ 001-32898 CHINA BAK BATTERY, INC. Nevada 88-0442833 (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian City, Liaoning Province, China, 116422 People’s Republic of China (86)(411)-3918-5985 _____________________________________________________ Large] [CERTIFICATIONS I, Yunfei Li, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [CERTIFICATIONS I, Wenwu Wang, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th Yunfei Li] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th (Principal Financial and Accounting Officer)]

CBAK [CHINA BAK BATTERY] 8-K: (Original Filing)

[FORM 8-K CURRENT REPORT Date of Report (Date of Earliest Event Reported): April 19, 2016 CHINA BAK BATTERY, INC. Nevada 001-32898 86-0442833 (State or other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification No.) BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian, China, 116422 People’s Republic of China 86-411-39185985 Not applicable (Former name or former address, if changed]

CBAK [CHINA BAK BATTERY] 8-K: FORM 8-K CURRENT REPORT Date of Report (Date

[FORM 8-K CURRENT REPORT Date of Report (Date of Earliest Event Reported): April 19, 2016 CHINA BAK BATTERY, INC. Nevada 001-32898 86-0442833 (State or other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification No.) BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian, China, 116422 People’s Republic of China 86-411-39185985 Not applicable (Former name or former address, if changed]

CBAK [CHINA BAK BATTERY] SC 13D/A: STOCK PURCHASE AGREEMENT Agreement Seller Purchaser THIS STOCK

[STOCK PURCHASE AGREEMENT Agreement Seller Purchaser THIS STOCK PURCHASE AGREEMENT, dated as of March 4, 2016 (this “ BACKGROUND 3,760,557 Common Stock Company 3,000,000 Shares The Seller is the owner of NOW, THEREFORE, in consideration of the premises and of the mutual promises set forth herein and other good and valuable consideration, the receipt and sufficiency of which are hereby] [SCHEDULE 13D/A CHINA BAK BATTERY, INC. COMMON STOCK, PAR VALUE $0.001 PER SHARE 16936Y 209 Xiangqian Li Room 21D, Yi Jing Pavilion, Golf Seascape Garden, Fu Tian District, Shenzhen, Guangdong Province, China 86-755-86968869 Copies to Thomas Shoesmith Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street Palo Alto, CA 94304-1115 (650) 233-4500 (Name, Address and Telephone Number of Person Authorized to]

CBAK [CHINA BAK BATTERY] SC 13D: (Original Filing)

[STOCK PURCHASE AGREEMENT Agreement Seller Purchaser THIS STOCK PURCHASE AGREEMENT, dated as of March 4, 2016 (this “ BACKGROUND 3,760,557 Common Stock Company 3,000,000 Shares The Seller is the owner of NOW, THEREFORE, in consideration of the premises and of the mutual promises set forth herein and other good and valuable consideration, the receipt and sufficiency of which are hereby] [CHINA BAK BATTERY, INC. 2015 EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED SHARE AWARD Plan Capitalized but otherwise undefined terms in this Notice of Restricted Share Award and the attached Restricted Share Award Agreement shall have the same defined meanings as in the China BAK Battery, Inc. 2015 Equity Incentive Plan (the “ Yunfei Li 11 Meigui Street, Huayuankou Economic Zone,] [________________ SCHEDULE 13D CHINA BAK BATTERY, INC. COMMON STOCK, PAR VALUE $0.001 PER SHARE 16936Y 209 Yunfei Li BAK Industrial Park, Meigui Street, Huayuankou Economic Zone, Dalian, China 116422 86-411-39185985 Copies to Thomas Shoesmith Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street Palo Alto, CA 94304-1115 (650) 233-4500 March 4, 2016 If the filing person has previously filed a statement]

CBAK [CHINA BAK BATTERY] SC 13D: STOCK PURCHASE AGREEMENT Agreement Seller Purchaser THIS STOCK

[STOCK PURCHASE AGREEMENT Agreement Seller Purchaser THIS STOCK PURCHASE AGREEMENT, dated as of March 4, 2016 (this “ BACKGROUND 3,760,557 Common Stock Company 3,000,000 Shares The Seller is the owner of NOW, THEREFORE, in consideration of the premises and of the mutual promises set forth herein and other good and valuable consideration, the receipt and sufficiency of which are hereby] [CHINA BAK BATTERY, INC. 2015 EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED SHARE AWARD Plan Capitalized but otherwise undefined terms in this Notice of Restricted Share Award and the attached Restricted Share Award Agreement shall have the same defined meanings as in the China BAK Battery, Inc. 2015 Equity Incentive Plan (the “ Yunfei Li 11 Meigui Street, Huayuankou Economic Zone,] [________________ SCHEDULE 13D CHINA BAK BATTERY, INC. COMMON STOCK, PAR VALUE $0.001 PER SHARE 16936Y 209 Yunfei Li BAK Industrial Park, Meigui Street, Huayuankou Economic Zone, Dalian, China 116422 86-411-39185985 Copies to Thomas Shoesmith Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street Palo Alto, CA 94304-1115 (650) 233-4500 March 4, 2016 If the filing person has previously filed a statement]

CBAK [CHINA BAK BATTERY] SC 13D/A: (Original Filing)

[STOCK PURCHASE AGREEMENT Agreement Seller Purchaser THIS STOCK PURCHASE AGREEMENT, dated as of March 4, 2016 (this “ BACKGROUND 3,760,557 Common Stock Company 3,000,000 Shares The Seller is the owner of NOW, THEREFORE, in consideration of the premises and of the mutual promises set forth herein and other good and valuable consideration, the receipt and sufficiency of which are hereby] [SCHEDULE 13D/A CHINA BAK BATTERY, INC. COMMON STOCK, PAR VALUE $0.001 PER SHARE 16936Y 209 Xiangqian Li Room 21D, Yi Jing Pavilion, Golf Seascape Garden, Fu Tian District, Shenzhen, Guangdong Province, China 86-755-86968869 Copies to Thomas Shoesmith Pillsbury Winthrop Shaw Pittman LLP 2550 Hanover Street Palo Alto, CA 94304-1115 (650) 233-4500 (Name, Address and Telephone Number of Person Authorized to]

CBAK [CHINA BAK BATTERY] 8-K: (Original Filing)

[FORM 8-K CURRENT REPORT Date of Report (Date of Earliest Event Reported): March 1, 2016 CHINA BAK BATTERY, INC. Nevada 001-32898 86-0442833 (State or other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification No.) BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian, China, 116422 People’s Republic of China 86-411-39185985 Not applicable (Former name or former address, if changed]

CBAK [CHINA BAK BATTERY] 8-K: FORM 8-K CURRENT REPORT Date of Report (Date

[FORM 8-K CURRENT REPORT Date of Report (Date of Earliest Event Reported): March 1, 2016 CHINA BAK BATTERY, INC. Nevada 001-32898 86-0442833 (State or other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification No.) BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian, China, 116422 People’s Republic of China 86-411-39185985 Not applicable (Former name or former address, if changed]

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