JFC [JPMORGAN CHINA REGION FUND] 8-K:
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[JFIMI has previously received a section 9(a) exemption further to an injunction against J.P. Morgan Securities which is still valid and applicable for this Fund.. EX-99.77P EXMPT INFO 2 chinaregion-77p.htm EX-99.77P EXMPT INFO] [EX-99.77C VOTES 3 chinaregion-77c.htm EX-99.77C VOTES] [EX-99.77O RULE 10F-3 4 chinaregion77o-10f3procedure.htm EX-99.77O RULE 10F-3] [EX-99.77O RULE 10F-3 5 chinaregion77o-10f3reporting.htm EX-99.77O RULE 10F-3]
[Item 1. Proxy Voting Record Country Meeting Date Meeting Type Company Name ISIN Sedol Item Number Proposal Proponet Management Recommendation Vote Instruction China 7/2/2013 10:00 Special Zhejiang Dahua Technology Co., Ltd. CNE100000BJ4 B2R8334 1 Approve to Change the Implementation Method of Partial Projects Financed by Raised Funds Management For For China 7/2/2013 10:00 Special Zhejiang Dahua Technology Co., Ltd. CNE100000BJ4]
[ITEM 1. SCHEDULE OF INVESTMENTS. The Schedule(s) of Investments is attached herewith. JPMorgan China Region Fund, Inc. INVESTMENT PORTFOLIO AT MARCH 31, 2014 (Unaudited) DESCRIPTION HOLDINGS MARKET COMMON STOCK (unless otherwise noted) CHINA (56.0%) Airlines (0.5%) China Eastern Airlines Corp., Ltd. (a) 1,578,000] [I, Simon Crinage, certify that: 1. I have reviewed this report on Form N-Q of JPMorgan China Region Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were]
[ITEM 1. SCHEDULE OF INVESTMENTS. The Schedule(s) of Investments is attached herewith. JPMorgan China Region Fund, Inc. INVESTMENT PORTFOLIO AT MARCH 31, 2014 (Unaudited) DESCRIPTION HOLDINGS MARKET COMMON STOCK (unless otherwise noted) CHINA (56.0%) Airlines (0.5%) China Eastern Airlines Corp., Ltd. (a) 1,578,000] [I, Simon Crinage, certify that: 1. I have reviewed this report on Form N-Q of JPMorgan China Region Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were]
[ITEM 1. REPORTS TO STOCKHOLDERS. This report, including the financial statements herein, is sent to the stockholders of the Fund for their information. It is not a prospectus, circular or representation intended for use in the purchase or sale of shares of the Fund or of any securities mentioned in this report. Annual Report December 31, 2013 Objectives 1 Management] [EX-99 COD ETH 2 Principal Financial Officers IX. SARBANES OXLEY CODE OF ETHICS 1. Covered Officers/ Purpose of the Code a. i. Honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest between personal and professional relationships; ii. iii. iv. The prompt internal reporting of violations of this Sarbanes-Oxley Code of Ethics to an appropriate] [CERTIFICATIONS I, Simon Crinage, President of the JPMorgan China Region Fund, Inc., certify that: 1. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect] [I, Simon Crinage, certify that: 1. 2. Simon Crinage March 7, 2014 I, Michael J. James, certify that: 1. 2. Michael J. James Treasurer and Principal Financial Officer of the JPMorgan China Region Fund, Inc. March 7, 2014]
[EX-99.77B ACCT LTTR 2 jpmorganchinaregionfundannua.htm EX-99.77B ACCT LTTR]
[__________ SCHEDULE 13G (Amendment No. 3)* JP Morgan China Region Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 48126T104 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) x ¨ ¨ * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form]
[__________ SCHEDULE 13G (Amendment No. 3)* JP Morgan China Region Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 48126T104 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) x ¨ ¨ * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form]
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