[reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of or otherwise subject to the liabilities]
[CUSIP No. 83408W103 1. Names of Reporting Persons Macquarie Group Limited 2. Check the Appropriate Box if a Member of a Group (See Instructions) x ¨ (a) 3. SEC Use Only 4. Citizenship or Place of Organization Sydney, New South Wales Australia Number of Shares Beneficially Owned by Each Reporting Person With 5. Sole Voting Power 0 6. Shared Voting]
[SCHEDULE 13G 1 NAME OF REPORTING PERSONS Zhe Yin I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) N/A 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) ¨ ¨ (a) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION The Peoples Republic of China NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5]
[Lazard Asset Management LLC 1) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP o o 2) SEC USE ONLY 3) CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware 4) NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: SOLE VOTING POWER: 3,533,832 5) SHARED VOTING POWER: - 6) SOLE DISPOSITIVE POWER: 5,607,548 7) SHARED DISPOSITIVE POWER: - 8) AGGREGATE]
[FORM 10−Q (Mark One) [X] December 31, 2015 [ ] For the transition period from ____________ to _____________ 001-32898 CHINA BAK BATTERY, INC. Nevada 88-0442833 (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) BAK Industrial Park, Meigui Street Huayuankou Economic Zone Dalian City, Liaoning Province, China, 116422 Peoples Republic of China (86)(411)-3918-5985 _____________________________________________________ Large accelerated filer] [CERTIFICATIONS I, Xiangqian Li, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [CERTIFICATIONS I, Wenwu Wang, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th Xiangqian Li Chief Executive Officer] [OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th Wenwu Wang Interim Chief Financial Officer (Principal Financial and Accounting Officer)]
[CUSIP No. 477374 102 1. Names of Reporting Persons]
[1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Capital Research Global Investors ** 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware 5 SOLE VOTING POWER 49,092,000 6 SHARED VOTING POWER NUMBER OF SHARES NONE BENEFICIALL Y OWNED]
[Hillhouse Capital Management, Ltd. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ¨ (a) ¨ (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands NUMBER OF 5 SOLE VOTING POWER 245,217,184 Class A Ordinary Shares 6 SHARED VOTING POWER -0- 7 SOLE DISPOSITIVE POWER 245,217,184 Class A Ordinary Shares 8 SHARED DISPOSITIVE POWER]
[CUSIP No 091727107 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Tiger Global Investments, L.P. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION]
