AUO [AU OPTRONICS] SC 13G/A: (Original Filing)

[for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose ("Act") or otherwise subject to]

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AUO [AU OPTRONICS] SC 13G/A: for a reporting person’s initial filing on this

[for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose ("Act") or otherwise subject to]

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YZC [YANZHOU COAL MINING CO] SC 13G/A: (Original Filing)

[for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose ("Act") or otherwise subject to]

YZC [YANZHOU COAL MINING CO] SC 13G/A: for a reporting person’s initial filing on this

[for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose ("Act") or otherwise subject to]

JFC [JPMORGAN CHINA REGION FUND] N-CSR: (Original Filing)

[ITEM 1. REPORTS TO STOCKHOLDERS. This report, including the financial statements herein, is sent to the stockholders of the Fund for their information. It is not a prospectus, circular or representation intended for use in the purchase or sale of shares of the Fund or of any securities mentioned in this report. Annual Report December 31, 2015 Objectives 1 Management] [EX-99 COD ETH 2 Principal Financial Officers IX. SARBANES OXLEY CODE OF ETHICS 1. Covered Officers/ Purpose of the Code a. i. Honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest between personal and professional relationships; ii. iii. iv. The prompt internal reporting of violations of this Sarbanes-Oxley Code of Ethics to an appropriate] [CERTIFICATIONS I, Simon Crinage, President of the JPMorgan China Region Fund, Inc., certify that: 1. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect] [I, Simon Crinage, certify that: 1. 2. Simon Crinage March 9, 2016 I, Neil S. Martin, certify that: 1. 2. Neil S. Martin Treasurer and Chief Operating Officer of the JPMorgan China Region Fund, Inc. March 9, 2016]

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JFC [JPMORGAN CHINA REGION FUND] N-CSR: ITEM 1. REPORTS TO STOCKHOLDERS. This report, including

[ITEM 1. REPORTS TO STOCKHOLDERS. This report, including the financial statements herein, is sent to the stockholders of the Fund for their information. It is not a prospectus, circular or representation intended for use in the purchase or sale of shares of the Fund or of any securities mentioned in this report. Annual Report December 31, 2015 Objectives 1 Management] [EX-99 COD ETH 2 Principal Financial Officers IX. SARBANES OXLEY CODE OF ETHICS 1. Covered Officers/ Purpose of the Code a. i. Honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest between personal and professional relationships; ii. iii. iv. The prompt internal reporting of violations of this Sarbanes-Oxley Code of Ethics to an appropriate] [CERTIFICATIONS I, Simon Crinage, President of the JPMorgan China Region Fund, Inc., certify that: 1. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect] [I, Simon Crinage, certify that: 1. 2. Simon Crinage March 9, 2016 I, Neil S. Martin, certify that: 1. 2. Neil S. Martin Treasurer and Chief Operating Officer of the JPMorgan China Region Fund, Inc. March 9, 2016]

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CSUN [China Sunergy] 6-K: (Original Filing)

[China Sunergy Announces Receipt of Delisting Notice NANJING, China, March 10, 2016 -- China Sunergy Co., Ltd. (NASDAQ: CSUN) ("China Sunergy" or "the Company"), a specialized solar cell and module manufacturer, today announced that it had received a letter from the Listing Qualifications Department of the NASDAQ Stock Market ("NASDAQ"), on March 3, 2016 (the "Letter"), informing the Company that] []

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CSUN [China Sunergy] 6-K: China Sunergy Announces Receipt of Delisting Notice NANJING,

[China Sunergy Announces Receipt of Delisting Notice NANJING, China, March 10, 2016 -- China Sunergy Co., Ltd. (NASDAQ: CSUN) ("China Sunergy" or "the Company"), a specialized solar cell and module manufacturer, today announced that it had received a letter from the Listing Qualifications Department of the NASDAQ Stock Market ("NASDAQ"), on March 3, 2016 (the "Letter"), informing the Company that] []

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SSW [Seaspan] 20-F: (Original Filing)

[SEASPAN CORPORATION INDEX TO REPORT ON FORM 20-F PART I Item 1. Identity of Directors, Senior Management and Advisors 3 Item 2. Offer Statistics and Expected Timetable 3 Item 3. Key Information 4 Item 4. Information on the Company 27 Item 4A. Unresolved Staff Comments 47 Item 5. Operating and Financial Review and Prospects 48 Item 6. Directors, Senior Management] [SEASPAN CORPORATION STOCK INCENTIVE PLAN Purpose of the Plan SECTION 1. Definitions. SECTION 2. As used in the Plan, the following terms shall have the meanings set forth below: “Affiliate” means, with respect to any Person, any other Person that directly or indirectly through one or more intermediaries controls, is controlled by or is under common control with, the Person] [SEASPAN CORPORATION SUBSIDIARIES COMPANY NAME INCORPORATION JURISDICTION OWNERSHIP DATE OF INCORPORATED Seaspan Investment I Ltd. Marshall Islands Seaspan Corporation owns 100% March 10, 2011 Seaspan YZJ 983 Ltd. Marshall Islands Seaspan Corporation owns 100% June 3, 2011 Seaspan YZJ 985 Ltd. Marshall Islands Seaspan Corporation owns 100% June 3, 2011 Seaspan YZJ 993 Ltd. Marshall Islands Seaspan Corporation owns 100%] [CERTIFICATION I, Gerry Wang, Chief Executive Officer of Seaspan Corporation (the “Company”), certify that: 1. I have reviewed this report on Form 20-F of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the] [CERTIFICATION I, Mark W. Chu, Chief Financial Officer of Seaspan Corporation (the “Company”), certify that: 1. I have reviewed this report on Form 20-F of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of] [18 U.S.C. SECTION 1350, OF THE SARBANES-OXLEY ACT OF 2002 Company Form 20-F (1) (2) The information contained in the Form 20-F fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: March 10, 2016 Gerry Wang Chief Executive Officer EX-13 6 ssw-ex131_871.htm EX-13.1] [18 U.S.C. SECTION 1350, OF THE SARBANES-OXLEY ACT OF 2002 Company Form 20‑F (1) (2) The information contained in the Form 20-F fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: March 10, 2016 Mark W. Chu Chief Financial Officer (Principal Financial and Accounting Officer) EX-13 7 ssw-ex132_872.htm EX-13.2] [KPMG LLP Chartered Professional Accountants PO Box 10426 777 Dunsmuir Street Vancouver BC V7Y 1K3 Canada Telephone Fax Internet (604) 691-3000 (604) 691-3031 www.kpmg.ca The Board of Directors Seaspan Corporation We consent to the incorporation by reference in the registration statement (No. 333-151329) on Form F-3D, registration statement (No. 333-173207) on Form S-8, registration statement (No. 333-180895) on Form F-3ASR,]

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