Ticker: RCON, Company: Recon Technology, Ltd, Type: 6-K, Date: 2020-05-26
Original SEC Filing: Click here

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Webplus: RCON/20200526/6-K/2_EX-99.1/000.htm SEC Original: tm2020627d1_ex99-1.htm
SUBJECT TO LEGAL REVIEW AND COMMITMENT COMMITTEE APPROVAL CONFIDENTIAL May 7, 2020 VIA ELECTRONIC DELIVERY Mr. Shenping Yin Co-founder & CEO Recon Technology, Ltd. King Long International Mansion Building C Room 1902 9 Fulin Road Chaoyang District Beijing 100107, China Dear Mr. Yin: Agreement Maxim Lead Manager Company Direct Placement Underwritten Placement Placement Securities Shares Common Stock Purchaser Purchasers Transaction

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Webplus: RCON/20200526/6-K/3_EX-99.2/000.htm SEC Original: tm2020627d1_ex99-2.htm
SECURITIES PURCHASE AGREEMENT Agreement Company Purchaser Purchasers This Securities Purchase Agreement (this “ Securities Act NOW, THEREFORE, IN CONSIDERATION of the mutual covenants contained in this Agreement, and for other good and valuable consideration the receipt and adequacy of which are hereby acknowledged, the Company and each Purchaser agree as follows: ARTICLE I. Definitions 1.1 Acquiring Person “ Action “

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Webplus: RCON/20200526/6-K/4_EX-99.3/000.htm SEC Original: tm2020627d1_ex99-3.htm
RECON TECHNOLOGY, LTD. Holder Initial Exercise Date Termination Date Company Ordinary Shares Section 1 Definitions Purchase Agreement Section 2 Exercise Notice of Exercise a) 1 Exercise Price US$2.25 Exercise Price b) Cashless Exercise c) (A) = (B) = (X) = Bid Price “ VWAP “ 2 Mechanics of Exercise d) DWAC provided that Standard Settlement Period , the liquidated damages

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Webplus: RCON/20200526/6-K/5_EX-99.4/000.htm SEC Original: tm2020627d1_ex99-4.htm
FORM OF LOCK-UP AGREEMENT [ ], 2020 Maxim Group LLC 405 Lexington Avenue New York, NY 10174 Re: Placement of Recon Technology, Ltd. Ladies and Gentlemen: Company Placement Agent Letter of Engagement Placement SEC Securities Lock-Up Period Transfer Exchange Act Relevant Security Effective Date The Lock-Up Period will commence on the date of this Lock-up Agreement and continue and include

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Webplus: RCON/20200526/6-K/6_EX-99.5/000.htm SEC Original: tm2020627d1_ex99-5.htm
Recon Technology Announces Pricing of Approximately $2.1 million Registered Direct Offering Maxim Group LLC (“Maxim”) is acting as sole placement agent in connection with this offering. The Company intends to use the net proceeds from this offering for general corporate purposes. http://www.sec.gov nd This press release shall not constitute an offer to sell or the solicitation of an offer to

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Webplus: RCON/20200526/6-K/7_EX-99.6/000.htm SEC Original: tm2020627d1_ex99-6.htm
Campbells Floor 4, Willow House, Cricket Square Grand Cayman KY1-9010 Cayman Islands By Email campbellslegal.com Recon Technology, Ltd Room 1902, Building C King Long International Mansion No. 9 Fulin Road Beijing 100107 People’s Republic of China Our Ref: 11963-23431 Your Ref: Recon Technology, Ltd CAYMAN | BVI | HONG KONG 26 May 2020 Dear Sirs, Recon Technology, Ltd Company Offering

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Webplus: RCON/20200526/6-K/1/000.htm SEC Original: tm2020627d1_6k.htm

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Company Info:

Ticker: RCON, Company: Recon Technology, Ltd, Type: 6-K, Date: 2020-05-26CIK: 0001442620, Location: F4, SIC: 1389, SIC Desc: OIL, GAS FIELD SERVICES, NBC
Business Phone & Address:
ROOM 1902, BUILDING C,, KING LONG INTL MANSION, NO. 9 FULIN ROAD
BEIJING 100107