Ticker: NCTY, Company: The9 LTD, Type: SC 13D, Date: 2015-12-21
Original SEC Filing: Click here

---

Webplus: NCTY/20151221/SC_13D/2_EX-99.1/000.htm SEC Original: a15-25223_1ex99d1.htm
JOINT FILING AGREEMENT ARK PACIFIC INVESTMENT MANAGEMENT LIMITED ARK PACIFIC SPECIAL OPPORTUNITIES FUND I, L.P. SPLENDID DAYS LIMITED

---

---

Webplus: NCTY/20151221/SC_13D/3_EX-99.2/000.htm SEC Original: a15-25223_1ex99d2.htm
PARTNERS, DIRECTORS AND EXECUTIVE OFFICERS OF EACH REPORTING PERSON, PERSONS CONTROLLING ANY REPORTING PERSON AND EXECUTIVE OFFICERS AND DIRECTORS OF PERSONS IN CONTROL OF ANY REPORTING PERSON The name, business address, present principal employment and citizenship of each partner, director and executive officer of Splendid Days Limited Name Business Address Present Principal Employment Citizenship Lau Tak Kei Arthur Suite 62,

---

---

Webplus: NCTY/20151221/SC_13D/4_EX-99.3/000.htm SEC Original: a15-25223_1ex99d3.htm
Execution Version CONVERTIBLE NOTE By and Among THE9 LIMITED THE SECURITY PROVIDERS LISTED ON And SPLENDID DAYS LIMITED Dated as of November 24, 201 TABLE OF CONTENTS 1. Definitions and Interpretation 1 2. 12 3. Closing and Closing Deliveries 12 4. 13 5. 22

---

---

Webplus: NCTY/20151221/SC_13D/5_EX-99.7/000.htm SEC Original: a15-25223_1ex99d7.htm
Execution Version Dated 8 December 2015 WELL EASE LIMITED (as Lender) and SPLENDID DAYS LIMITED (as Borrower) LOAN AGREEMENT TABLE OF CONTENTS CLAUSE PAGE 1. DEFINITIONS AND INTERPRETATION 2 2. COVENANT FOR REPAYMENT 4 3. CONDITIONS PRECEDENT 4 4. DRAWDOWN 5 5. INTEREST 5

---

---

Webplus: NCTY/20151221/SC_13D/6_EX-99.8/000.htm SEC Original: a15-25223_1ex99d8.htm
Execution Version PARTICIPATION AGREEMENT PARTICIPATION AGREEMENT Agreement Splendid Days Limited Grantor Ark Pacific Special Opportunities Fund I, L.P. Participant Ark Pacific Investment Management Limited Manager WHEREAS Purchase Agreement Issuer WHEREAS PA Closing Underlying Instruments WHEREAS Grantor Interest NOW, THEREFORE Section 1. (a) Grant Participation (b) Derivative Payment Interest 1 Section 2. Closing Participation Closing Consideration Section 3. Section 4. Conditions

---

---

Webplus: NCTY/20151221/SC_13D/7_EX-99.9/000.htm SEC Original: a15-25223_1ex99d9.htm
Execution Version PARTICIPATION AGREEMENT PARTICIPATION AGREEMENT Agreement Splendid Days Limited Grantor Quality Event Limited Participant Ark Pacific Investment Management Limited Manager WHEREAS Purchase Agreement Issuer WHEREAS PA Closing Underlying Instruments WHEREAS Grantor Interest NOW, THEREFORE Section 1. (a) Grant Participation (b) Derivative Payment Interest 1 Section 2. Closing Participation Closing Consideration Section 3. Section 4. Conditions Precedent (a) (b) 2

---

---

Webplus: NCTY/20151221/SC_13D/8_EX-99.10/000.htm SEC Original: a15-25223_1ex99d10.htm
Execution Version PARTICIPATION AGREEMENT PARTICIPATION AGREEMENT Agreement Splendid Days Limited Grantor Pacman I Limited Participant Ark Pacific Investment Management Limited Manager WHEREAS Purchase Agreement Issuer WHEREAS PA Closing Underlying Instruments WHEREAS Grantor Interest NOW, THEREFORE Section 1. (a) Grant Participation (b) Derivative Payment Interest 1 Section 2. Closing Participation Closing Consideration Section 3. Section 4. Conditions Precedent (a) (b) 2

---

---

Webplus: NCTY/20151221/SC_13D/9_EX-99.11/000.htm SEC Original: a15-25223_1ex99d11.htm
Execution Version PARTICIPATION AGREEMENT PARTICIPATION AGREEMENT Agreement Splendid Days Limited Grantor Pacman II Limited Participant Ark Pacific Investment Management Limited Manager WHEREAS Purchase Agreement Issuer WHEREAS PA Closing Underlying Instruments WHEREAS Grantor Interest NOW, THEREFORE Section 1. (a) Grant Participation (b) Derivative Payment Interest 1 further provided in Section Section 2. Closing Participation Closing Consideration Section 3. Section 4. Conditions

---

---

Webplus: NCTY/20151221/SC_13D/10_EX-99.12/000.htm SEC Original: a15-25223_1ex99d12.htm
Execution Version PARTICIPATION AGREEMENT PARTICIPATION AGREEMENT Agreement Splendid Days Limited Grantor Fortune Profile Limited Participant Ark Pacific Investment Management Limited Manager WHEREAS Purchase Agreement Issuer WHEREAS PA Closing Underlying Instruments WHEREAS Grantor Interest NOW, THEREFORE Section 1. (a) Grant Participation (b) Derivative Payment Interest 1 Section 2. Closing Participation Closing Consideration Section 3. Section 4. Conditions Precedent (a) (b) 2

---

---

Webplus: NCTY/20151221/SC_13D/1/000.htm SEC Original: a15-25223_1sc13d.htm

---

Company Information:

Ticker: NCTY, Company: The9 LTD, Type: SC 13D, Date: 2015-12-21CIK: 0001296774, Location: F4, SIC: 7389, SIC Desc: SERVICES-BUSINESS SERVICES, NEC
Business Phone & Address:
BUILDING NO.3, 690 BIBO ROAD
PUDONG NEW AREA, SHANGHAI 201203