Ticker: CBAK, Company: CHINA BAK BATTERY INC, Type: 10-Q, Date: 2014-05-20, XBRL Interactive Financials
Original SEC Filing: Click here

---

Webplus: CBAK/20140520/10-Q/1/000.htm SEC Original: form10q.htm
FORM 10-Q [X] For the quarterly period ended: March 31, 2014 [ ] For the transition period from ____________to _____________ CHINA BAK BATTERY, INC. Nevada 88-0442833 (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) BAK Industrial Park No. 1 BAK Street Kuichong Town, Longgang District People’s Republic of China Shenzhen 518119 (86-755) 6188-6818, ext. 6856 _____________________________________________________

---

---

Webplus: CBAK/20140520/10-Q/2_EX-31.1/000.htm SEC Original: exhibit31-1.htm
CERTIFICATIONS I, Xiangqian Li, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements

---

---

Webplus: CBAK/20140520/10-Q/3_EX-32.1/000.htm SEC Original: exhibit32-1.htm
OF THE SARBANES-OXLEY ACT OF 2002 2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. Xiangqian Li Chief Executive Officer and Interim Chief Financial Officer Accounting Officer)

---

---

Webplus: CBAK/20140520/10-Q/4_EX-99.1/000.htm SEC Original: exhibit99-1.htm
English Summary of Comprehensive Credit Facility Agreement of Maximum Amount (No. 810023720131213001) entered into between Shenzhen BAK Battery Co., Ltd (the “Company”) and Shenzhen Eastern Branch, Agricultural Bank of China dated December 16, 2013. 1. Maximum amount of credit facilities: RMB 374,400,000; 2. Term: From Dec 16, 2013 to Dec 15, 2014; 3. Interest rate will be determined in each

---

---

Webplus: CBAK/20140520/10-Q/5_EX-99.2/000.htm SEC Original: exhibit99-2.htm
English Summary of Guaranty Contract of Maximum Amount ( the “Contract”) Entered into by and between BAK International Limited, BAK International (Tianjin) Limited, Xiangqian Li (the “Guarantor”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) on December 16, 2013 Main contents: Guaranty Responsibility Scope of Guaranty: Guaranty period: > Guaranty Contract number: 81100520130001198; Headlines of the articles omitted:

---

---

Webplus: CBAK/20140520/10-Q/6_EX-99.3/000.htm SEC Original: exhibit99-3.htm
English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated January 22, 2014 Main articles: > Contract number: 81010120140000107; > Loan principal: RMB 100 million; > Loan Term: from January 22, 2014 to January 21, 2015; > Floating interest rate: Interest rate

---

---

Webplus: CBAK/20140520/10-Q/7_EX-99.4/000.htm SEC Original: exhibit99-4.htm
English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated February 20, 2014 Main articles: > Contract number: 81010120140000179; > Loan principal: RMB 20 million; > Loan Term: from February 20, 2014 to February 10, 2015; > Floating interest rate: Interest rate

---

---

Webplus: CBAK/20140520/10-Q/8_EX-99.5/000.htm SEC Original: exhibit99-5.htm
English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated March 6, 2014 Main articles: > Contract number: 81010120140000231; > Loan principal: RMB 30 million; > Loan Term: from March 6, 2014 to March 5, 2015; > Floating interest rate: Interest rate

---

---

Webplus: CBAK/20140520/10-Q/9_EX-99.6/000.htm SEC Original: exhibit99-6.htm
English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated March 11, 2014 Main articles: Contract number: 81010120140000245; > Loan principal: RMB 30 million; > Loan Term: from March 11, 2014 to March 10, 2015; > Floating interest rate: Interest rate of

---

---

Webplus: CBAK/20140520/10-Q/10_EX-99.7/000.htm SEC Original: exhibit99-7.htm
English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated March 20, 2014 Main articles: > Contract number: 81010120140000277; > Loan principal: RMB 35 million; > Loan Term: from March 20, 2014 to March 19, 2015; > Floating interest rate: Interest rate

---

---

Webplus: CBAK/20140520/10-Q/11_EX-99.8/000.htm SEC Original: exhibit99-8.htm
English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated March 21, 2014 Main articles: > Contract number: 81010120140000286; > Loan principal: RMB 35 million; > Loan Term: from March 21, 2014 to March 20, 2015; > Floating interest rate: Interest rate

---

---

Webplus: CBAK/20140520/10-Q/12_EX-99.9/000.htm SEC Original: exhibit99-9.htm
English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated February 25, 2014 Main articles: > Contract number: 81010120140000191; > Loan principal: RMB 40 million; > Loan Term: from February 25, 2014 to February 24, 2015; > Floating interest rate: Interest rate

---

---

Webplus: CBAK/20140520/10-Q/13_EX-99.10/000.htm SEC Original: exhibit99-10.htm
English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated March 3, 2014 Main articles: > Contract number: 81010120140000216; > Loan principal: RMB 40 million; > Loan Term: from March 3, 2014 to March 2, 2015; > Floating interest rate: Interest rate

---

---

Webplus: CBAK/20140520/10-Q/14_EX-99.11/000.htm SEC Original: exhibit99-11.htm
English Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated March 14, 2014 Main articles: > Contract number: 81010120140000258; > Loan principal: RMB 40 million; > Loan Term: from March 14, 2014 to March 13, 2015; > Floating interest rate: Interest rate

---

---

Webplus: CBAK/20140520/10-Q/15_EX-99.12/000.htm SEC Original: exhibit99-12.htm
English Summary of Mortgage Agreement of Maximum Amount ( the “Agreement”) Entered into by and between Shenzhen BAK Battery, Co., Ltd (the “Mortgager”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) on December 16, 2013 Main contents: > Contract number > (No. 810023720131213001) In order to guarantee the indebtedness of RMB 374,400,000 for Shenzhen BAK Battery Co., Ltd.

---

---

Webplus: CBAK/20140520/10-Q/16_EX-99.13/000.htm SEC Original: exhibit99-13.htm
English Summary of Mortgage Agreement of Maximum Amount ( the “Agreement”) Entered into by and between Shenzhen BAK Battery, Co., Ltd (the “Mortgager”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) on December 16, 2013 Main contents: > Contract number > (No. 810023720131213001) In order to guarantee the indebtedness of RMB 374,400,000 for Shenzhen BAK Battery Co., Ltd.

---

Company Information:

Ticker: CBAK, Company: CHINA BAK BATTERY INC, Type: 10-Q, Date: 2014-05-20, XBRL Interactive FinancialsCIK: 0001117171, Location: F4, SIC: 3690, SIC Desc: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES
Business Phone & Address:
BAK INDUSTRIAL PARK, MEIGUI STREET
DALIAN 116422