Ticker: UTSI, Company: UTSTARCOM HOLDINGS CORP., Type: SC 13D/A, Date: 2013-11-04
Original SEC Filing: Click here

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Webplus: UTSI/20131104/SC_13D.A_1/2_EX-99.4/000.htm SEC Original: d619301dex994.htm
October 31, 2013 Special Committee of the Board of Directors UTStarcom Holdings Corp. Room 303, Building H, Phoenix Place No. A5 Shuguangxili Chaoyang District, Beijing 100028 People’s Republic of China Dear Sirs: 1 Sincerely, Shah Capital Opportunity Fund LP Himanshu H. Shah Lu Charitable Remainder Trust Lu Family Trust The Lu Family Limited Partnership Hong Liang Lu cc: Colin Banfield,

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Webplus: UTSI/20131104/SC_13D.A_1/3_EX-99.5/000.htm SEC Original: d619301dex995.htm
Agreement Shah Capital Mr. Shah Lu Trusts Lu Partnership Mr. Lu Party Parties THIS TERMINATION AGREEMENT (this “ Consortium Agreement WHEREAS, the Parties entered into a consortium agreement dated as of March 27, 2013 (the “ WHEREAS, the Parties, after consultation with one another, have withdrawn the Proposal (as defined in the Consortium Agreement) and unanimously determined not to proceed

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Webplus: UTSI/20131104/SC_13D.A_1/1/000.htm SEC Original: d619301dsc13da.htm
SCHEDULE 13D CUSIP No. Page 1 of 13 Pages 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Shah Capital Management, Inc. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) ¨ x (a) 3 SEC USE ONLY 4 SOURCE OF FUNDS (See Instructions)

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Company Information:

Ticker: UTSI, Company: UTSTARCOM HOLDINGS CORP., Type: SC 13D/A, Date: 2013-11-04CIK: 0001030471, Location: F4, SIC: 3669, SIC Desc: COMMUNICATIONS EQUIPMENT, NEC
Business Phone & Address:
52-2 BLDG. BDA INTL ENTERPRISE AVE, NO. 2 JINGYUAN NORTH ST. DAXING DISTRICT
BEIJING 100176