Ticker: CBAK, Company: CHINA BAK BATTERY INC, Type: 10-Q, Date: 2012-02-08, XBRL Interactive Financials
Original SEC Filing: Click here

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Webplus: CBAK/20120208/10-Q/1/000.htm SEC Original: cbak10q.htm
FORM 10-Q (Mark One) [X] For the quarterly period ended: December 31, 2011 [ ] For the transition period from ____________to _____________ CHINA BAK BATTERY, INC. Nevada 88-0442833 (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) BAK Industrial Park No. 1 BAK Street Kuichong Town, Longgang District Shenzhen 518119 (86-755) 8977-0093 _____________________________________________________ Yes [X] No [

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Webplus: CBAK/20120208/10-Q/2_EX-31.1/000.htm SEC Original: exh31-1.htm
CERTIFICATIONS I, Xiangqian Li, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements

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Webplus: CBAK/20120208/10-Q/3_EX-31.2/000.htm SEC Original: exh31-2.htm
CERTIFICATIONS I, Ke Marcus Cui, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such

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Webplus: CBAK/20120208/10-Q/4_EX-32.1/000.htm SEC Original: exh32-1.htm
2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company.

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Webplus: CBAK/20120208/10-Q/5_EX-32.2/000.htm SEC Original: exh32-2.htm
2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. (Principal Financial Officer)

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Webplus: CBAK/20120208/10-Q/6_EX-99.1/000.htm SEC Original: exhibit99-1.htm
China Development Bank Loan Certificate Contract No.:4403236012009020660 Applicant Shenzhen BAK Battery Co., Ltd Currency RMB Amount 3,058,460.00 Loan Term 72 months Usage Constructing BAK Battery R&D Centre Annual rate 7.4025% Loan Account of 1044300028 Deposit Account of 44301560040217970000 Stamp of Applicant Stamp of China The above loan has been transferred to the applicant’s account.

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Webplus: CBAK/20120208/10-Q/7_EX-99.2/000.htm SEC Original: exhibit99-2.htm
China Development Bank Loan Certificate Contract No.:4403236012009020660 Applicant Shenzhen BAK Battery Co., Ltd Currency RMB Amount 8,000,000.00 Loan Term 72 months Usage Constructing BAK Battery R&D Centre Annual rate 7.4025% Loan Account of 1044300028 Deposit Account of 44301560040217970000 Stamp of Applicant Stamp of China The above loan has been transferred to the applicant’s account.

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Webplus: CBAK/20120208/10-Q/8_EX-99.3/000.htm SEC Original: exhibit99-3.htm
China Development Bank Loan Certificate Contract No.:4403236012009020660 Applicant Shenzhen BAK Battery Co., Ltd Currency RMB Amount 6,000,000.00 Loan Term 72 months Usage Constructing BAK Battery R&D Centre Annual rate 7.4025% Loan Account of 1044300028 Deposit Account of 44301560040217970000 Stamp of Applicant Stamp of China Development Bank The above loan has been transferred to the applicant’s account.

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Webplus: CBAK/20120208/10-Q/9_EX-99.4/000.htm SEC Original: exhibit99-4.htm
China Development Bank Loan Certificate Contract No.:4403236012009020660 Applicant Shenzhen BAK Battery Co., Ltd Currency RMB Amount 3,000,000.00 Loan Term 72 months Usage Constructing BAK Battery R&D Centre Annual rate 7.4025% Loan Account of 1044300028 Deposit Account of 44301560040217970000 Stamp of Applicant Stamp of China The above loan has been transferred to the applicant’s account.

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Webplus: CBAK/20120208/10-Q/10_EX-99.5/000.htm SEC Original: exhibit99-5.htm
China Development Bank Loan Certificate Contract No.:4403236012009020660 Applicant Shenzhen BAK Battery Co., Ltd Currency RMB Amount 3,000,000.00 Loan Term 72 months Usage Constructing BAK Battery R&D Centre Annual rate 7.4025% Loan Account of 1044300028 Deposit Account of 44301560040217970000 Stamp of Applicant Stamp of China Development Bank The above loan has been transferred to the applicant’s account.

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Webplus: CBAK/20120208/10-Q/11_EX-99.6/000.htm SEC Original: exhibit99-6.htm
China Development Bank Loan Certificate Contract No.:4403236012009020660 Applicant Shenzhen BAK Battery Co., Ltd Currency RMB Amount 5,000,000.00 Loan Term 72 months Usage Constructing BAK Battery R&D Centre Annual rate 7.4025% Loan Account of 1044300028 Deposit Account of 44301560040217970000 Stamp of Applicant Stamp of China The above loan has been transferred to the applicant’s account.

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Webplus: CBAK/20120208/10-Q/12_EX-99.7/000.htm SEC Original: exhibit99-7.htm
China Development Bank Loan Certificate Contract No.:4403236012009020660 Applicant Shenzhen BAK Battery Co., Ltd Currency RMB Amount 3,433,140.00 Loan Term 72 months Usage Constructing BAK Battery R&D Centre Annual rate 7.4025% Loan Account of 1044300028 Deposit Account of 44301560040217970000 Stamp of Applicant Stamp of China The above loan has been transferred to the applicant’s account.

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Webplus: CBAK/20120208/10-Q/13_EX-99.8/000.htm SEC Original: exhibit99-8.htm
Comprehensive Credit Facility Agreement of Maximum Amount (“Credit Facility Agreement”) Entered into by and between Shenzhen BAK Battery Co., Ltd (“the Debtor”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated November 30, 2011 Main articles: » Contract number: 81001201102370001; » Maximum amount of credit facilities to be provided: RMB 450 million; » Term: from November 30, 2011

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Webplus: CBAK/20120208/10-Q/14_EX-99.9/000.htm SEC Original: exhibit99-9.htm
Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Eastern Branch, Agricultural Bank of China (“the Creditor”) Dated November 10, 2011 Main contents » Contract number: 81010120110000766; » Loan principal: RMB 60 million; » Loan term: from November 10, 2011 to May 9, 2012; » Floating interest rate: Interest rate of

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Webplus: CBAK/20120208/10-Q/15_EX-99.10/000.htm SEC Original: exhibit99-10.htm
Summary of Guaranty Contract of Maximum Amount ( the “Contract”) Entered into by and between Xiangqian Li, BAK International Limited (the “Guarantor”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated November 30, 2011 Main contents: » Guaranty Contract number: 81100520110000608; » Xiangqian Li and BAK International Limited undertake to assume joint and several liabilities for Shenzhen BAK

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Webplus: CBAK/20120208/10-Q/16_EX-99.11/000.htm SEC Original: exhibit99-11.htm
Summary of Mortgage Contract of Maximum Amount ( the “Contract”) Entered intoby and between Shenzhen BAK Battery, Co., Ltd (the “Mortgager”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated November 30, 2011 Main contents: » Contract number » In order to guarantee the indebtedness of Shenzhen BAK Battery Co., Ltd. (the “Obligor”) towards the Creditor under the

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Webplus: CBAK/20120208/10-Q/17_EX-99.12/000.htm SEC Original: exhibit99-12.htm
Comprehensive Credit Facility Agreement of Maximum Amount (“CreditFacility Agreement”) Entered into by and between BAK International (Tianjin)Limited (“the Company”) and Tianjin Branch, Bank of Dalian (the “Creditor”) Dated November 22, 2011 Main articles: » Contract number: DLQ Jin201111210022; » Maximum amount of credit facilities to be provided: RMB 80 million; » Term: from November 22, 2011 to November 21, 2012;

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Webplus: CBAK/20120208/10-Q/18_EX-99.13/000.htm SEC Original: exhibit99-13.htm
Summary of Loan Agreement Entered into by and between BAK International (Tianjin) Limited (“the Company”) and Tianjin Branch, Bank of Dalian (the “Creditor”) Dated November 24, 2011 Main articles: » Contract number: DLL Jin201111240030; » Loan principal: RMB 50 million; » Loan Term: November 24, 2011 to November 23, 2012; » Floating interest rate: Interest rate of loan shall be

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Webplus: CBAK/20120208/10-Q/19_EX-99.14/000.htm SEC Original: exhibit99-14.htm
Summary of Guaranty Contract of Maximum Amount ( the “Contract”) Entered into by and between Shenzhen BAK Battery Co., Ltd, Xiangqian Li (the “Guarantor”) and Tianjin Branch, Bank of Dalin (the “Creditor”) on November 22, 2011 Main contents: » Guaranty Contract number: DLQ Jin201111210022; » Shenzhen BAK Battery Co., Ltd and Xiangqian Li undertake to assume joint and several liabilities

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Webplus: CBAK/20120208/10-Q/20_EX-99.15/000.htm SEC Original: exhibit99-15.htm
Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Shenzhen Longgang Branch, Bank of China (the “Creditor”) Dated November 8, 2011 Main articles: » Contract number: 2011 Zhenzhongyin Gangjiezi 00045; » Loan principal: RMB 50 million; » Loan Term: from November 8, 2011 to November 7, 2012; » Floating interest rate: Interest

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Webplus: CBAK/20120208/10-Q/21_EX-99.16/000.htm SEC Original: exhibit99-16.htm
Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Longgang Branch, Shenzhen Development Bank Co., Ltd (the “Creditor”) Dated October 19, 2011 Main contents: » Contract number: Shenfa Longgang Daizi 20111020001; » Main Contract: Comprehensive Credit Facility Agreement; » Main Contract number: Shenfa Longgang Zongzi 20110120001; » Loan principal: RMB 70 million;

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Company Information:

Ticker: CBAK, Company: CHINA BAK BATTERY INC, Type: 10-Q, Date: 2012-02-08, XBRL Interactive FinancialsCIK: 0001117171, Location: F4, SIC: 3690, SIC Desc: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES
Business Phone & Address:
BAK INDUSTRIAL PARK, MEIGUI STREET
DALIAN 116422